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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
201
IAM Advisory
Pennsylvania
$196K +$196K +11,773 New
OPA
202
Old Port Advisors
Maine
$194K -$5.3K -318 -3%
CG
203
Caprock Group
Idaho
$192K -$91.7K -5,500 -32%
CCA
204
Childress Capital Advisors
Texas
$190K – – –
HWM
205
HB Wealth Management
Georgia
$189K +$189K +11,338 New
P
206
&Partners
Tennessee
$187K – – –
EGM
207
Engineers Gate Manager
New York
$186K +$186K +11,149 New
AFG
208
Atomi Financial Group
New York
$183K +$183K +10,990 New
Brown Advisory
209
Brown Advisory
Maryland
$182K – – –
GAA
210
Global Assets Advisory
Florida
$182K +$182K +10,939 New
MWM
211
Modern Wealth Management
Kansas
$178K +$178K +10,653 New
XT
212
XTX Topco
Cayman Islands
$173K +$173K +10,388 New
LA
213
Latitude Advisors
Florida
$170K +$170K +10,227 New
TC
214
Telemus Capital
Michigan
$167K – – –
Kovitz Investment Group Partners
215
Kovitz Investment Group Partners
Illinois
$167K – – –
CWM
216
Cedar Wealth Management
California
$163K – – –
Comerica Bank
217
Comerica Bank
Texas
$147K +$6.22K +373 +4%
PO
218
Private Ocean
California
$125K – – –
LC
219
Lindbrook Capital
California
$121K – – –
AGWCA
220
Annis Gardner Whiting Capital Advisors
Florida
$112K – – –
OP
221
ORG Partners
Indiana
$107K – – –
TRCT
222
Tower Research Capital (TRC)
New York
$106K +$50.7K +3,039 +92%
CAM
223
Creekmur Asset Management
Illinois
$105K +$105K +6,279 New
First Manhattan
224
First Manhattan
New York
$97.1K +$83.3K +5,000 +606%
TAM
225
Tucker Asset Management
Colorado
$96.1K +$86.7K +5,199 +922%
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