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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
Kovitz Investment Group Partners
201
Kovitz Investment Group Partners
Illinois
$164K – – –
CWM
202
Cedar Wealth Management
California
$160K – – –
Comerica Bank
203
Comerica Bank
Texas
$139K +$139K +8,465 New
PO
204
Private Ocean
California
$123K – – –
LC
205
Lindbrook Capital
California
$119K – – –
AGWCA
206
Annis Gardner Whiting Capital Advisors
Florida
$110K +$110K +6,705 New
OP
207
ORG Partners
Indiana
$105K – – –
Point72 Asset Management
208
Point72 Asset Management
Connecticut
$95.2K +$95.2K +5,800 New
CCM
209
Chilton Capital Management
Texas
$70.7K – – –
OCM
210
Orion Capital Management
California
$65.7K +$65.7K +4,000 New
Nomura Asset Management
211
Nomura Asset Management
Japan
$62.2K +$35.5K +2,164 +133%
Carson Wealth (CWM LLC)
212
Carson Wealth (CWM LLC)
Nebraska
$60K -$15.8K -966 -21%
HCM
213
Highlander Capital Management
New Jersey
$58K – – –
TRCT
214
Tower Research Capital (TRC)
New York
$54.3K +$51.2K +3,120 +1,677%
TCM
215
Tradewinds Capital Management
Washington
$52.6K +$1.23K +75 +2%
JFG
216
Jefferies Financial Group
New York
$51.1K – – –
CWC
217
Carolinas Wealth Consulting
North Carolina
$45.4K +$28.4K +1,842 +166%
CMBA
218
C.M. Bidwell & Associates
Hawaii
$44.8K -$82 -5 -0.2%
Deutsche Bank
219
Deutsche Bank
Germany
$44.6K +$1.25K +76 +3%
S
220
SignatureFD
Georgia
$42.6K +$8.97K +546 +27%
CAS
221
Coppell Advisory Solutions
Texas
$41.8K +$41.6K +3,147 +26,225%
HCM
222
Hollencrest Capital Management
California
$41.4K – – –
Fidelity International
223
Fidelity International
Bermuda
$41.1K – – –
ACM
224
Aquatic Capital Management
Illinois
$39K -$540K -33,200 -93%
DAM
225
Delta Asset Management
Tennessee
$38.4K – – –
7 8
9
10 11