HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
201
Kozak & Associates
Colorado
$19K +$3.27K +281 +21%
KFS
202
Kelly Financial Services
Massachusetts
$18.5K +$568 +49 +3%
Northwestern Mutual Wealth Management
203
Northwestern Mutual Wealth Management
Wisconsin
$17K – – –
CCM
204
Covington Capital Management
California
$17K – – –
WB
205
Webster Bank
Connecticut
$16K – – –
AWM
206
Atticus Wealth Management
Florida
$15K – – –
FDCDDQ
207
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.2K – – –
BCMLT
208
Beacon Capital Management LLC (Tennessee)
Tennessee
$11K – – –
MCC
209
Money Concepts Capital
Florida
$10K – – –
S
210
SignatureFD
Georgia
$9K -$43K -3,552 -83%
First Manhattan
211
First Manhattan
New York
$9K – – –
TAM
212
Tucker Asset Management
Colorado
$8.2K – – –
AF
213
Allworth Financial
California
$8K +$175 +15 +2%
CHC
214
City Holding Co
West Virginia
$8K +$8K +651 New
National Bank of Canada
215
National Bank of Canada
Quebec, Canada
$7K – – –
AWM
216
Avior Wealth Management
Nebraska
$7K +$7K +650 New
WOC
217
West Oak Capital
California
$6K – – –
AA
218
AlphaMark Advisors
Kentucky
$6K – – –
RCM
219
Raleigh Capital Management
North Carolina
$5K +$1.07K +101 +27%
PP
220
PFS Partners
New Jersey
$4.78K +$4.78K +413 New
CHA
221
Carmichael Hill & Associates
Maryland
$4K – – –
GWSG
222
GPS Wealth Strategies Group
Colorado
$3K – – –
WT
223
Whittier Trust
California
$3K – – –
Bessemer Group
224
Bessemer Group
New Jersey
$2K -$23.2K -1,841 -92%
PTC
225
Private Trust Company
Ohio
$2K – – –
7 8
9
10 11