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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Market Value Shares Shares
Change 		Shares
Change %
VEA
126
Virtus ETF Advisers
New York
$475K 28,517 -6,237 -18%
TI
127
Trexquant Investment
Connecticut
$473K 28,361 -38,423 -58%
ACM
128
Aquatic Capital Management
Illinois
$458K 27,500 +25,100 +1,046%
MML Investors Services
129
MML Investors Services
Massachusetts
$454K 27,261 +1,081 +4%
II
130
Inspire Investing
Idaho
$429K 25,744 +4,099 +19%
FFA
131
Founders Financial Alliance
North Carolina
$421K 25,250 +1,187 +5%
Neuberger Berman Group
132
Neuberger Berman Group
New York
$413K 24,750 -11,800 -32%
Pathstone Holdings
133
Pathstone Holdings
New Jersey
$407K 24,438 +24,438 New
CIA
134
Concurrent Investment Advisors
Florida
$406K 24,381 +24,381 New
CWP
135
Core Wealth Partners
California
$403K 24,153 +3,150 +15%
AI
136
Accredited Investors
Minnesota
$400K 24,000 – –
SFS
137
Sowell Financial Services
Arkansas
$400K 24,016 -3,064 -11%
PM
138
Penbrook Management
New York
$398K 23,904 +4,706 +25%
GIM
139
Greenwich Investment Management
Connecticut
$386K 23,136 -7,065 -23%
Mirae Asset Global Investments
140
Mirae Asset Global Investments
South Korea
$379K 22,715 -6,007 -21%
FB
141
Fulton Bank
Pennsylvania
$374K 22,417 -4,000 -15%
EH
142
Equitable Holdings
New York
$371K 22,257 +1,004 +5%
IA
143
Inspire Advisors
Idaho
$362K 21,732 +3,586 +20%
CAN
144
Cetera Advisor Networks
California
$362K 21,713 +617 +3%
Millennium Management
145
Millennium Management
New York
$351K 21,026 -3,394 -14%
OQS
146
Occudo Quantitative Strategies
Florida
$338K 20,285 -9,430 -32%
MPCA
147
Madison Park Capital Advisors
Washington
$333K 20,000 +20,000 New
TC
148
Truvestments Capital
Florida
$330K 19,814 +19,814 New
FNT
149
First National Trust
Pennsylvania
$327K 19,634 – –
CSS
150
Cubist Systematic Strategies
Connecticut
$325K 19,522 -39,242 -67%
4 5
6
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