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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
276
Spire Wealth Management
Virginia
$5.76K +$68 +4 +1%
AIM
277
Anchor Investment Management
South Carolina
$3.28K +$3.28K +197 New
EWM
278
Evermay Wealth Management
Virginia
$3K – – –
ADL
279
Asset Dedication LLC
California
$3K – – –
GEA
280
Glen Eagle Advisors
New Jersey
$1.67K – – –
SIC
281
Salem Investment Counselors
North Carolina
$1.67K – – –
AWM
282
Abound Wealth Management
Tennessee
$1.5K +$1.5K +90 New
VNA
283
Valley National Advisers
Pennsylvania
$1K – – –
IPW
284
Impact Partnership Wealth
Georgia
$250 +$250 +15 New
CAS
285
Coppell Advisory Solutions
Texas
$200 -$52.5K -3,147 -100%
FGAM
286
Financial Gravity Asset Management
Texas
$27 +$27 +2 New
Fidelity Investments
287
Fidelity Investments
Massachusetts
$17 -$17 -1 -50%
LSV Asset Management
288
LSV Asset Management
Illinois
– -$1.99M -120,895 Closed
DFCM
289
Dark Forest Capital Management
Puerto Rico
– -$1.26M -76,685 Closed
IG
290
ING Group
Netherlands
– -$959K -58,408 Closed
Balyasny Asset Management
291
Balyasny Asset Management
Illinois
– -$629K -38,288 Closed
CWM
292
C2C Wealth Management
Arizona
– -$611K -37,975 Closed
Group One Trading
293
Group One Trading
Illinois
– -$394K -23,989 Closed
DA
294
Duality Advisers
Florida
– -$381K -23,225 Closed
FRM
295
Fox Run Management
Connecticut
– -$346K -21,054 Closed
CW
296
CreativeOne Wealth
Kansas
– -$328K -19,999 Closed
Squarepoint
297
Squarepoint
New York
– -$310K -18,875 Closed
CA
298
Continuum Advisory
Idaho
– -$299K -18,208 Closed
Mercer Global Advisors
299
Mercer Global Advisors
Colorado
– -$273K -16,643 Closed
SFC
300
Strategic Financial Concepts
Texas
– -$268K -16,300 Closed
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