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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
MIM
226
Macroview Investment Management
Maryland
$15.6K 1,178 +1,178 New
AA
227
AlphaMark Advisors
Kentucky
$15K 1,108 +558 +101%
PFA
228
Pathway Financial Advisers
Indiana
$14.9K 1,125 +1,125 New
AWM
229
Atticus Wealth Management
Florida
$14.3K 1,081 – –
CWC
230
Carolinas Wealth Consulting
North Carolina
$13.7K 1,040 -1,307 -56%
Nomura Asset Management
231
Nomura Asset Management
Japan
$13.7K 1,035 -1,453 -58%
FDCDDQ
232
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.8K 965 – –
First Manhattan
233
First Manhattan
New York
$10.9K 825 – –
Point72 Asset Management
234
Point72 Asset Management
Connecticut
$10.6K 800 +800 New
BCMLT
235
Beacon Capital Management LLC (Tennessee)
Tennessee
$10.5K 795 – –
S
236
SignatureFD
Georgia
$9.63K 729 -14 -2%
AF
237
Allworth Financial
California
$9.3K 704 +18 +3%
CHC
238
City Holding Co
West Virginia
$8.61K 651 – –
AWM
239
Avior Wealth Management
Nebraska
$8.59K 650 – –
TAM
240
Tucker Asset Management
Colorado
$7.5K 564 – –
RCM
241
Raleigh Capital Management
North Carolina
$6.61K 500 +29 +6%
SSB
242
Sandy Spring Bank
Maryland
$5.95K 450 +450 New
TWA
243
TCI Wealth Advisors
Arizona
$5.72K 433 +287 +197%
PP
244
PFS Partners
New Jersey
$5.46K 413 – –
BNP Paribas Financial Markets
245
BNP Paribas Financial Markets
France
$4.05K 306 -3,382 -92%
TRCT
246
Tower Research Capital (TRC)
New York
$4K 310 -8,264 -96%
SSG
247
Summit Securities Group
New York
$4K 300 +300 New
FWA
248
Freedom Wealth Alliance
Wisconsin
$3.97K 300 +300 New
WT
249
Whittier Trust
California
$3.31K 250 – –
ADL
250
Asset Dedication LLC
California
$3K 200 – –
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