Hercules Capital
HTGC
213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.
121% more first-time investments, than exits
New positions opened: 42 | Existing positions closed: 19
25% more repeat investments, than reductions
Existing positions increased: 75 | Existing positions reduced: 60
10% more funds holding
Funds holding: 193 → 213 (+20)
5% more capital invested
Capital invested by funds: $486M → $510M (+$23.4M)
0% more funds holding in top 10
Funds holding in top 10: 5 → 5 (0)
1.87% less ownership
Funds ownership: 29.42% → 27.56% (-1.9%)
14% less call options, than puts
Call options by funds: $3.83M | Put options by funds: $4.44M
Top Buyers
| 1 |
UBS Group
Zurich,
Switzerland
|
+$4.31M |
| 2 |
VanEck Associates
New York
|
+$1.63M |
| 3 |
Invesco
Atlanta,
Georgia
|
+$1.49M |
| 4 |
CIBC Private Wealth Group
Atlanta,
Georgia
|
+$1.49M |
| 5 |
Bank of New York Mellon
New York
|
+$1.45M |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IA
226
Inspire Advisors
Meridian,
Idaho
| – | -$7K | -491 | Closed |
|
|
WT
227
Washington Trust
Westerly,
Rhode Island
| – | -$3K | -226 | Closed |
|
|
ADL
228
Asset Dedication LLC
San Francisco,
California
| – | -$3K | -200 | Closed |
|
|
CHC
229
City Holding Co
Charleston,
West Virginia
| – | -$2K | -162 | Closed |
|
230
AssetMark Inc
Concord,
California
| – | -$2K | -150 | Closed |
|
HTGC Hedge Fund Activity: Q1 2021 in Review
213 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2021, worth a combined $510M — up 4.8% from $486M a quarter earlier.
Buyers outnumbered sellers: 42 funds opened new HTGC positions and 19 closed out — a net gain of 23 holders — while 75 added to existing stakes and 60 trimmed.
The largest buyer was UBS Group, adding an estimated $4.31M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $14M.
- 213 institutional investors held Hercules Capital (HTGC) as of Q1 2021, up from 193 in Q4 2020.
- Funds reported $510M of Hercules Capital stock for Q1 2021, up 4.8% quarter-over-quarter.
- 42 funds opened new Hercules Capital positions in Q1 2021 and 19 closed out, a net change of +23 holders.
- The largest Hercules Capital buyer in Q1 2021 was UBS Group, an estimated $4.31M added.
- The largest Hercules Capital seller in Q1 2021 was Shanda Asset Management Holdings, an estimated $14M sold.
Based on aggregated 13F filings for Q1 2021.