Gabelli Global Small and Mid-Cap Value Trust
GGZ
53 hedge funds and large institutions have $40.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.
17% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 12
1% more capital invested
Capital invested by funds: $40.4M → $40.9M (+$551K)
0.23% more ownership
Funds ownership: 32.31% → 32.53% (+0.23%)
0% more funds holding
Funds holding: 53 → 53 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$491K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$461K |
| 3 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
+$337K |
| 4 |
MML Investors Services
Springfield,
Massachusetts
|
+$178K |
| 5 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$154K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$542K |
| 2 |
Morgan Stanley
New York
|
-$377K |
| 3 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$304K |
| 4 |
DA
Doliver Advisors
Houston,
Texas
|
-$304K |
| 5 |
Lazard Asset Management
New York
|
-$84.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
51
Bulldog Investors
Saddle Brook,
New Jersey
| – | -$304K | -25,086 | Closed |
|
52
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$3K | -210 | Closed |
|
53
SEI Investments
Oaks,
Pennsylvania
| – | -$2K | -162 | Closed |
|
|
CF
54
Centaurus Financial
Anaheim,
California
| – | -$2K | -141 | Closed |
|
|
WT
55
Washington Trust
Westerly,
Rhode Island
| – | -$1K | -100 | Closed |
|
56
Fidelity Investments
Boston,
Massachusetts
| – | +$12 | +1 | New |
|
|
MFW
57
Mosaic Family Wealth
St. Louis,
Missouri
| – | +$245 | +20 | New |
|
GGZ Hedge Fund Activity: Q3 2018 in Review
53 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2018, worth a combined $40.9M — up 1.4% from $40.4M a quarter earlier.
Fund positioning in GGZ was balanced in Q3 2018: 7 funds opened new positions, 7 closed out, 14 added to existing stakes and 12 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $491K. The largest seller was Shaker Financial Services, cutting an estimated $542K.
- 53 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2018, unchanged from Q2 2018.
- Funds reported $40.9M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2018, up 1.4% quarter-over-quarter.
- 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2018 and 7 closed out, a net change of 0 holders.
- The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2018 was Raymond James & Associates, an estimated $491K added.
- The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2018 was Shaker Financial Services, an estimated $542K sold.
Based on aggregated 13F filings for Q3 2018.