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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

37 hedge funds and large institutions have $25.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

46% more capital invested

Capital invested by funds: $17.7M → $25.8M (+$8.13M)

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

6% more funds holding

Funds holding: 35 → 37 (+2)

4.94% more ownership

Funds ownership: 20.86% → 25.8% (+4.9%)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$772K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$439K
3
Osaic Holdings
Osaic Holdings
Arizona
+$321K
4
SI
Stephens Inc
Arkansas
+$161K
5
1WA
180 Wealth Advisors
Washington
+$85.3K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$1.1M
2
GCIA
Gabelli & Co Investment Advisers
New York
-$828K
3
SFS
Shaker Financial Services
Virginia
-$504K
4
Wells Fargo
Wells Fargo
California
-$467K
5
PAG
Private Advisor Group
New Jersey
-$151K
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
26
Advisory Services Network
Georgia
$4.49K +$4.36K +400 New
TWC
27
TD Waterhouse Canada
Ontario, Canada
$3.86K – – –
AF
28
Allworth Financial
California
$2.96K +$1.11K +102 +63%
LFG
29
Larson Financial Group
Missouri
$1.25K +$1.21K +111 New
HI
30
Harbour Investments
Wisconsin
$1.14K +$33 +3 +3%
CAL
31
Capital Advisors Ltd
Ohio
$1K – – –
FWM
32
Focused Wealth Management
New York
$678 – – –
AAG
33
Armstrong Advisory Group
Massachusetts
$651 +$632 +58 New
AWM
34
Avior Wealth Management
Nebraska
$482 – – –
GCIA
35
Gabelli & Co Investment Advisers
New York
– -$828K -86,856 Closed
SFS
36
Shaker Financial Services
Virginia
– -$504K -52,897 Closed
PAG
37
Private Advisor Group
New Jersey
– -$151K -15,865 Closed
NA
38
NewEdge Advisors
Louisiana
– +$392 +36 New
1
2

GGZ Hedge Fund Activity: Q4 2022 in Review

37 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2022, worth a combined $25.8M — up 46% from $17.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GGZ positions and 3 closed out — a net gain of 3 holders — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $772K. The largest seller was Bank of America, cutting an estimated $1.1M.

  • 37 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2022, up from 35 in Q3 2022.
  • Funds reported $25.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2022, up 46% quarter-over-quarter.
  • 6 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2022 and 3 closed out, a net change of +3 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2022 was Morgan Stanley, an estimated $772K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2022 was Bank of America, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2022.