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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

35 hedge funds and large institutions have $17.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

0.45% less ownership

Funds ownership: 21.3% → 20.86% (-0.45%)

8% less funds holding

Funds holding: 38 → 35 (-3)

15% less capital invested

Capital invested by funds: $21M → $17.7M (-$3.25M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
14
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$443K
2
CA
Cornerstone Advisors
North Carolina
+$201K
3
WAM
Wolverine Asset Management
Illinois
+$156K
4
SI
Stephens Inc
Arkansas
+$110K
5
SWM
Silverlake Wealth Management
Vermont
+$96.8K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$623K
2
Wells Fargo
Wells Fargo
California
-$257K
3
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$228K
4
Morgan Stanley
Morgan Stanley
New York
-$222K
5
APA
American Portfolios Advisors
New York
-$173K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$5K – – –
NSIM
27
North Star Investment Management
Illinois
$4K – – –
TWC
28
TD Waterhouse Canada
Ontario, Canada
$3.35K +$3.86K +340 New
AF
29
Allworth Financial
California
$2K +$34 +3 +2%
CAL
30
Capital Advisors Ltd
Ohio
$1K – – –
HI
31
Harbour Investments
Wisconsin
$1K – – –
FWM
32
Focused Wealth Management
New York
$1K +$11 +1 +2%
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
– -$228K -20,620 Closed
PA
34
Parallel Advisors
California
– -$38K -3,400 Closed
FCB
35
First Command Bank
Texas
– -$1K -22 Closed
FCFS
36
First Command Financial Services
Texas
– -$1K -22 Closed
AWM
37
Avior Wealth Management
Nebraska
– +$488 +43 New
1
2

GGZ Hedge Fund Activity: Q3 2022 in Review

35 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2022, worth a combined $17.7M — down 15% from $21M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GGZ and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 14 added.

The largest buyer was Shaker Financial Services, adding an estimated $443K. The largest seller was Bank of America, cutting an estimated $623K.

  • 35 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2022, down from 38 in Q2 2022.
  • Funds reported $17.7M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2022, down 15% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2022 and 5 closed out, a net change of -3 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2022 was Shaker Financial Services, an estimated $443K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2022 was Bank of America, an estimated $623K sold.

Based on aggregated 13F filings for Q3 2022.