Gabelli Global Small and Mid-Cap Value Trust
GGZ
36 hedge funds and large institutions have $29.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 5 closing their positions.
86% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 7
0.58% more ownership
Funds ownership: 23.47% → 24.05% (+0.58%)
5% less funds holding
Funds holding: 38 → 36 (-2)
14% less capital invested
Capital invested by funds: $34.6M → $29.9M (-$4.7M)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
APA
American Portfolios Advisors
Holbrook,
New York
|
+$326K |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$235K |
| 3 |
SI
Stephens Inc
Little Rock,
Arkansas
|
+$115K |
| 4 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$108K |
| 5 |
Morgan Stanley
New York
|
+$103K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$731K |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$381K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$244K |
| 4 |
Bank of New York Mellon
New York
|
-$239K |
| 5 |
PMG
Private Management Group
Irvine,
California
|
-$69.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NSIM
26
North Star Investment Management
Chicago,
Illinois
| $6K | – | – | – |
|
|
TJHA
27
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $5K | +$289 | +20 | +6% |
|
|
AF
28
Allworth Financial
Folsom,
California
| $2K | +$72 | +5 | +3% |
|
|
CAL
29
Capital Advisors Ltd
Shaker Heights,
Ohio
| $1K | – | – | – |
|
|
FCB
30
First Command Bank
Fort Worth,
Texas
| $1K | – | – | – |
|
|
FCFS
31
First Command Financial Services
Fort Worth,
Texas
| $1K | – | – | – |
|
|
FWM
32
Focused Wealth Management
Newburgh,
New York
| $1K | +$29 | +2 | +4% |
|
|
SFS
33
Shaker Financial Services
Arlington,
Virginia
| – | -$381K | -23,963 | Closed |
|
|
34
Bank of New York Mellon
New York
| – | -$239K | -15,000 | Closed |
|
|
TFGT
35
TS Financial Group (TSFG)
Lake Forest,
Illinois
| – | -$2K | -103 | Closed |
|
|
GWM
36
Geneos Wealth Management
Englewood,
Colorado
| – | -$1K | -100 | Closed |
|
37
Fidelity Investments
Boston,
Massachusetts
| – | +$14 | +1 | New |
|
GGZ Hedge Fund Activity: Q1 2022 in Review
36 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2022, worth a combined $29.9M — down 14% from $34.6M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of GGZ and 4 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 13 added.
The largest buyer was American Portfolios Advisors, adding an estimated $326K. The largest seller was Raymond James & Associates, cutting an estimated $731K.
- 36 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2022, down from 38 in Q4 2021.
- Funds reported $29.9M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2022, down 14% quarter-over-quarter.
- 4 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2022 and 5 closed out, a net change of -1 holder.
- The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2022 was American Portfolios Advisors, an estimated $326K added.
- The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2022 was Raymond James & Associates, an estimated $731K sold.
Based on aggregated 13F filings for Q1 2022.