Gabelli Global Small and Mid-Cap Value Trust
GGZ
38 hedge funds and large institutions have $34.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
12% more funds holding
Funds holding: 34 → 38 (+4)
0% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 10
4% less capital invested
Capital invested by funds: $36.2M → $34.6M (-$1.55M)
1.04% less ownership
Funds ownership: 24.5% → 23.47% (-1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$832K |
| 2 |
SKK
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
+$331K |
| 3 |
Bank of New York Mellon
New York
|
+$241K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$167K |
| 5 |
Morgan Stanley
New York
|
+$161K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MC
Matisse Capital
Portland,
Oregon
|
-$1.92M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$631K |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$457K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$146K |
| 5 |
FIA
FNY Investment Advisers
New York
|
-$142K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
26
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $5K | – | – | – |
|
|
HI
27
Harbour Investments
Madison,
Wisconsin
| $2K | +$16 | +1 | +0.8% |
|
|
AF
28
Allworth Financial
Folsom,
California
| $2K | +$32 | +2 | +1% |
|
|
TFGT
29
TS Financial Group (TSFG)
Lake Forest,
Illinois
| $2K | +$1.65K | +103 | New |
|
|
CAL
30
Capital Advisors Ltd
Shaker Heights,
Ohio
| $1K | – | – | – |
|
|
FWM
31
Focused Wealth Management
Newburgh,
New York
| $1K | +$16 | +1 | +2% |
|
32
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $1K | +$530 | +33 | New |
|
|
GWM
33
Geneos Wealth Management
Englewood,
Colorado
| $1K | +$1.6K | +100 | New |
|
|
MC
34
Matisse Capital
Portland,
Oregon
| – | -$1.92M | -120,674 | Closed |
|
|
FIA
35
FNY Investment Advisers
New York
| – | -$142K | -8,936 | Closed |
|
36
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$4K | -250 | Closed |
|
|
UIA
37
Ulland Investment Advisors
Minneapolis,
Minnesota
| – | +$321 | +20 | New |
|
|
CFCI
38
Comprehensive Financial Consultants Institutional
Bloomington,
Indiana
| – | +$963 | +60 | New |
|
GGZ Hedge Fund Activity: Q4 2021 in Review
38 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2021, worth a combined $34.6M — down 4.3% from $36.2M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new GGZ positions and 4 closed out — a net gain of 4 holders — while 10 added to existing stakes and 10 trimmed.
The largest buyer was Bank of America, adding an estimated $832K. The largest seller was Matisse Capital, exiting entirely with an estimated $1.92M sold.
- 38 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2021, up from 34 in Q3 2021.
- Funds reported $34.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2021, down 4.3% quarter-over-quarter.
- 8 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2021 and 4 closed out, a net change of +4 holders.
- The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2021 was Bank of America, an estimated $832K added.
- The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2021 was Matisse Capital, an estimated $1.92M sold.
Based on aggregated 13F filings for Q4 2021.