Gabelli Global Small and Mid-Cap Value Trust
GGZ
34 hedge funds and large institutions have $36.2M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.
56% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 9
1% more capital invested
Capital invested by funds: $35.8M → $36.2M (+$404K)
0.37% more ownership
Funds ownership: 24.13% → 24.5% (+0.37%)
6% less funds holding
Funds holding: 36 → 34 (-2)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$932K |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$356K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$241K |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$182K |
| 5 |
FIA
FNY Investment Advisers
New York
|
+$142K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MC
Matisse Capital
Portland,
Oregon
|
-$1.13M |
| 2 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$405K |
| 3 |
CL
CSS LLC
Chicago,
Illinois
|
-$31.8K |
| 4 |
PMG
Private Management Group
Irvine,
California
|
-$28.6K |
| 5 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
-$23K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $4K | +$3.18K | +200 | +400% |
|
|
AF
27
Allworth Financial
Folsom,
California
| $2K | +$32 | +2 | +1% |
|
|
HI
28
Harbour Investments
Madison,
Wisconsin
| $2K | +$652 | +41 | +45% |
|
|
CAL
29
Capital Advisors Ltd
Shaker Heights,
Ohio
| $1K | – | – | – |
|
|
FWM
30
Focused Wealth Management
Newburgh,
New York
| $1K | – | – | – |
|
|
ASN
31
Advisory Services Network
Atlanta,
Georgia
| – | -$23K | -1,418 | Closed |
|
|
JPLA
32
Joseph P. Lucia & Associates
Yorktown Heights,
New York
| – | -$6K | -353 | Closed |
|
33
US Bancorp
Minneapolis,
Minnesota
| – | -$3K | -207 | Closed |
|
|
FCB
34
First Command Bank
Fort Worth,
Texas
| – | -$334 | -21 | -32% |
|
|
FCFS
35
First Command Financial Services
Fort Worth,
Texas
| – | -$334 | -21 | -32% |
|
36
Fidelity Investments
Boston,
Massachusetts
| – | +$16 | +1 | New |
|
GGZ Hedge Fund Activity: Q3 2021 in Review
34 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2021, worth a combined $36.2M — up 1.1% from $35.8M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of GGZ and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.
The largest buyer was Bank of America, adding an estimated $932K. The largest seller was Matisse Capital, cutting an estimated $1.13M.
- 34 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2021, down from 36 in Q2 2021.
- Funds reported $36.2M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2021, up 1.1% quarter-over-quarter.
- 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2021 and 3 closed out, a net change of -1 holder.
- The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2021 was Bank of America, an estimated $932K added.
- The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2021 was Matisse Capital, an estimated $1.13M sold.
Based on aggregated 13F filings for Q3 2021.