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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

36 hedge funds and large institutions have $35.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

14% more capital invested

Capital invested by funds: $31.5M → $35.8M (+$4.26M)

0.83% more ownership

Funds ownership: 23.3% → 24.13% (+0.83%)

5% less funds holding

Funds holding: 38 → 36 (-2)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$838K
2
SFS
Shaker Financial Services
Virginia
+$635K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$393K
4
APA
American Portfolios Advisors
New York
+$384K
5
CA
Cornerstone Advisors
North Carolina
+$158K

Top Sellers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
-$572K
2
PAIM
Punch & Associates Investment Management
Minnesota
-$445K
3
Bank of America
Bank of America
North Carolina
-$198K
4
SI
Stephens Inc
Arkansas
-$86.5K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$63.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$5K +$3.17K +204 +153%
US Bancorp
27
US Bancorp
Minnesota
$3K +$3.21K +207 New
AF
28
Allworth Financial
California
$2K +$2.3K +148 New
FCB
29
First Command Bank
Texas
$1K -$341 -22 -25%
FCFS
30
First Command Financial Services
Texas
$1K -$341 -22 -25%
CAL
31
Capital Advisors Ltd
Ohio
$1K – – –
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FWM
33
Focused Wealth Management
New York
$1K +$16 +1 +2%
HI
34
Harbour Investments
Wisconsin
$1K +$16 +1 +1%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$1K +$776 +50 New
PAIM
36
Punch & Associates Investment Management
Minnesota
– -$445K -30,476 Closed
IAIM
37
International Assets Investment Management
Florida
– -$61K -4,680 Closed
FIA
38
FNY Investment Advisers
New York
– -$30K -2,074 Closed
SFS
39
Sowell Financial Services
Arkansas
– -$3K -224 Closed
EP
40
Eudaimonia Partners
Tennessee
– -$1K -85 Closed
WAP
41
Wealthcare Advisory Partners
Pennsylvania
– -$1K -60 Closed
1
2

GGZ Hedge Fund Activity: Q2 2021 in Review

36 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q2 2021, worth a combined $35.8M — up 14% from $31.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 6 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Raymond James & Associates, adding an estimated $838K. The largest seller was Matisse Capital, cutting an estimated $572K.

  • 36 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q2 2021, down from 38 in Q1 2021.
  • Funds reported $35.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q2 2021, up 14% quarter-over-quarter.
  • 6 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q2 2021 and 8 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q2 2021 was Raymond James & Associates, an estimated $838K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q2 2021 was Matisse Capital, an estimated $572K sold.

Based on aggregated 13F filings for Q2 2021.