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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

38 hedge funds and large institutions have $27.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

29% more capital invested

Capital invested by funds: $21.6M → $27.8M (+$6.23M)

6% more funds holding

Funds holding: 36 → 38 (+2)

0.13% more ownership

Funds ownership: 22.88% → 23.01% (+0.13%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$486K
2
RJA
Raymond James & Associates
Florida
+$374K
3
SI
Stephens Inc
Arkansas
+$352K
4
Bank of America
Bank of America
North Carolina
+$272K
5
CA
Cornerstone Advisors
North Carolina
+$213K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$852K
2
WAM
Wolverine Asset Management
Illinois
-$380K
3
MML Investors Services
MML Investors Services
Massachusetts
-$189K
4
CRC
Curi RMB Capital
Illinois
-$181K
5
GC
Guggenheim Capital
Illinois
-$147K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$12K +$10.2K +900 New
NSIM
27
North Star Investment Management
Illinois
$6K -$2.94K -260 -37%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$4K – – –
SFS
29
Sowell Financial Services
Arkansas
$3K +$34 +3 +1%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$2K +$1.5K +133 New
CAL
31
Capital Advisors Ltd
Ohio
$1K – – –
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FCB
33
First Command Bank
Texas
$1K – – –
FCFS
34
First Command Financial Services
Texas
$1K – – –
FWM
35
Focused Wealth Management
New York
$1K +$11 +1 +2%
OIM
36
Oder Investment Management
California
$1K +$679 +60 New
AWG
37
Altus Wealth Group
Colorado
$1K +$871 +77 New
WAM
38
Wolverine Asset Management
Illinois
– -$380K -37,711 Closed
MML Investors Services
39
MML Investors Services
Massachusetts
– -$189K -18,717 Closed
CRC
40
Curi RMB Capital
Illinois
– -$181K -17,900 Closed
GC
41
Guggenheim Capital
Illinois
– -$147K -14,614 Closed
SFS
42
Shaker Financial Services
Virginia
– -$121K -12,039 Closed
NNP
43
Nachman Norwood & Parrott
South Carolina
– -$4K -440 Closed
1
2

GGZ Hedge Fund Activity: Q4 2020 in Review

38 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2020, worth a combined $27.8M — up 29% from $21.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GGZ positions and 6 closed out — a net gain of 2 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $486K. The largest seller was Royal Bank of Canada, cutting an estimated $852K.

  • 38 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2020, up from 36 in Q3 2020.
  • Funds reported $27.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2020, up 29% quarter-over-quarter.
  • 8 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2020 and 6 closed out, a net change of +2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2020 was Morgan Stanley, an estimated $486K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2020 was Royal Bank of Canada, an estimated $852K sold.

Based on aggregated 13F filings for Q4 2020.