GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

55 hedge funds and large institutions have $38.5M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+2
Holders Change %
+3.77%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$681K
2
CCP
Cardan Capital Partners
Colorado
+$546K
3
SFS
Shaker Financial Services
Virginia
+$416K
4
Morgan Stanley
Morgan Stanley
New York
+$347K
5
WAM
Wolverine Asset Management
Illinois
+$324K

Top Sellers

1
KAM
Knightsbridge Asset Management
California
-$683K
2
HSBC Holdings
HSBC Holdings
United Kingdom
-$657K
3
BFM
Boothbay Fund Management
New York
-$652K
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$595K
5
WAM
Weiss Asset Management
Massachusetts
-$229K
Name Holding Trade Value Shares
Change 		Shares
Change %
MML Investors Services
26
MML Investors Services
Massachusetts
$146K +$146K +12,209 New
TDC
27
Thompson Davis & Co
Virginia
$24K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$16K -$459 -38 -3%
WAP
29
Wealthcare Advisory Partners
Pennsylvania
$15K +$15K +1,233 New
NSIM
30
North Star Investment Management
Illinois
$14K +$2.65K +225 +23%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K – – –
CAL
32
Capital Analysts LLC
Pennsylvania
$10K +$10K +849 New
AWA
33
Acorn Wealth Advisors
Michigan
$8K – – –
SPIA
34
Steward Partners Investment Advisory
New York
$6K -$1.03K -100 -15%
IA
35
IFP Advisors
Florida
$5K – – –
AG
36
Advisor Group
Arizona
$4K – – –
IWM
37
IHT Wealth Management
Illinois
$4K – – –
US Bancorp
38
US Bancorp
Minnesota
$3K – – –
SWP
39
Stratos Wealth Partners
Ohio
$2K – – –
WTC
40
WhitTier Trust Company
Nevada
$2K – – –
SWM
41
SeaCrest Wealth Management
New York
$2K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$2K +$290 +20 +17%
SF
43
Synovus Financial
Georgia
$2K +$2K +200 New
FCB
44
First Command Bank
Texas
$1.04K +$1.04K +87 New
Citigroup
45
Citigroup
New York
$1K – – –
PFBT
46
Parkside Financial Bank & Trust
Missouri
$1K -$1K – –
FWM
47
Focused Wealth Management
New York
$1K – – –
CB
48
Community Bank
New York
$1K – – –
IBOK
49
Independence Bank of Kentucky
Kentucky
$1K – – –
MOS
50
MGO One Seven
Ohio
$1K – – –
1
2
3