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Gladstone Investment Corp

84 hedge funds and large institutions have $63.2M invested in Gladstone Investment Corp in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

256% more call options, than puts

Call options by funds: $1.15M | Put options by funds: $324K

183% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 12

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

28% more capital invested

Capital invested by funds: $49.6M → $63.2M (+$13.7M)

9% more funds holding

Funds holding: 7784 (+7)

2.43% more ownership

Funds ownership: 12.33%14.77% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
34
Reduced
12
Closed
11
Calls
$1.15M
Puts
$324K
Net Calls
+$828K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
VNA
76
Valley National Advisers
Pennsylvania
$2K
BWL
77
Bogart Wealth LLC
Virginia
$1.55K
CFGS
78
Concourse Financial Group Securities
Alabama
$1.29K
PA
79
Parallel Advisors
California
$878 +$897 +68 New
IFAM
80
Institutional & Family Asset Management
Colorado
$801 +$26 +2 +3%
AWM
81
Accurate Wealth Management
Florida
$653 +$659 +50 New
PAG
82
Private Advisor Group
New Jersey
$130 +$369 +28 +0.3%
HI
83
Harbour Investments
Wisconsin
$129
Fidelity Investments
84
Fidelity Investments
Massachusetts
$26 +$26 +2 New
CAN
85
Claraphi Advisory Network
United States
-$224K -18,551 Closed
TI
86
TTP Investments
California
-$216K -17,866 Closed
SSA
87
Schonfeld Strategic Advisors
New York
-$203K -16,800 Closed
Susquehanna International Group
88
Susquehanna International Group
Pennsylvania
-$150K -11,358 Closed
RJFSA
89
Raymond James Financial Services Advisors
Florida
-$135K -11,146 Closed
Carson Wealth (CWM LLC)
90
Carson Wealth (CWM LLC)
Nebraska
-$40K -3,285 Closed
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
-$16K -1,338 Closed
Group One Trading
92
Group One Trading
Illinois
-$15.9K -1,203 Closed
ACM
93
Aquatic Capital Management
Illinois
-$11K -900 Closed
JFA
94
JNBA Financial Advisors
Minnesota
-$5K -393 Closed
SWM
95
Selective Wealth Management
Virginia
-$4K -350 Closed

GAIN Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2022, worth a combined $63.2M — up 28% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GAIN positions and 11 closed out — a net gain of 8 holders — while 34 added to existing stakes and 12 trimmed.

The largest buyer was Millennium Management, adding an estimated $5.37M. The largest seller was Claraphi Advisory Network, exiting entirely with an estimated $224K sold.

  • 84 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $63.2M of Gladstone Investment Corp stock for Q4 2022, up 28% quarter-over-quarter.
  • 19 funds opened new Gladstone Investment Corp positions in Q4 2022 and 11 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2022 was Millennium Management, an estimated $5.37M added.
  • The largest Gladstone Investment Corp seller in Q4 2022 was Claraphi Advisory Network, an estimated $224K sold.

Based on aggregated 13F filings for Q4 2022.