Gladstone Investment Corp
GAIN
68 hedge funds and large institutions have $37.1M invested in Gladstone Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 13 closing their positions.
240% more call options, than puts
Call options by funds: $1.06M | Put options by funds: $313K
0.7% less ownership
Funds ownership: 12.99% → 12.28% (-0.7%)
8% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 13
1% less funds holding
Funds holding: 69 → 68 (-1)
16% less capital invested
Capital invested by funds: $44M → $37.1M (-$6.87M)
25% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 24
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ADMI
Albert D. Mason Inc
Boston,
Massachusetts
|
+$847K |
| 2 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$784K |
| 3 |
SFI
Susquehanna Fundamental Investments
Bala Cynwyd,
Pennsylvania
|
+$592K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$310K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$259K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$1.18M |
| 2 |
Invesco
Atlanta,
Georgia
|
-$656K |
| 3 |
Two Sigma Investments
New York
|
-$639K |
| 4 |
Morgan Stanley
New York
|
-$495K |
| 5 |
Marshall Wace
London,
United Kingdom
|
-$460K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CAN
76
Cetera Advisor Networks
El Segundo,
California
| – | -$94K | -9,148 | Closed |
|
|
PAG
77
Private Advisor Group
Morristown,
New Jersey
| – | -$51K | -5,000 | Closed |
|
78
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$27K | -2,600 | Closed |
|
|
PWP
79
Principle Wealth Partners
Madison,
Connecticut
| – | -$17K | -1,640 | Closed |
|
|
CG
80
Cutler Group
San Francisco,
California
| – | -$3.81K | -400 | Closed |
|
|
IFAM
81
Institutional & Family Asset Management
Fort Collins,
Colorado
| – | +$10 | +1 | +2% |
|
GAIN Hedge Fund Activity: Q3 2020 in Review
68 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2020, worth a combined $37.1M — down 16% from $44M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of GAIN and 12 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 18 added.
The largest buyer was Albert D. Mason Inc, opening a new position worth an estimated $847K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $1.18M sold.
- 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2020, down from 69 in Q2 2020.
- Funds reported $37.1M of Gladstone Investment Corp stock for Q3 2020, down 16% quarter-over-quarter.
- 12 funds opened new Gladstone Investment Corp positions in Q3 2020 and 13 closed out, a net change of -1 holder.
- The largest Gladstone Investment Corp buyer in Q3 2020 was Albert D. Mason Inc, an estimated $847K added.
- The largest Gladstone Investment Corp seller in Q3 2020 was Arrowstreet Capital, an estimated $1.18M sold.
Based on aggregated 13F filings for Q3 2020.