Gladstone Investment Corp
GAIN
72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.
67% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 9
9% more funds holding
Funds holding: 66 → 72 (+6)
0.48% less ownership
Funds ownership: 16.52% → 16.04% (-0.48%)
4% less capital invested
Capital invested by funds: $109M → $105M (-$4.04M)
29% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
+$2.01M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$1.94M |
| 3 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$1.78M |
| 4 |
AR
Advisory Research
Chicago,
Illinois
|
+$593K |
| 5 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
+$548K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$1.85M |
| 2 |
CWM
Cornerstone Wealth Management
St. Peters,
Missouri
|
-$1.76M |
| 3 |
LSV Asset Management
Chicago,
Illinois
|
-$934K |
| 4 |
Two Sigma Investments
New York
|
-$678K |
| 5 |
GCP
GSA Capital Partners
London,
United Kingdom
|
-$659K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CF
76
Centaurus Financial
Anaheim,
California
| – | -$13K | -1,144 | Closed |
|
77
Simplex Trading
Chicago,
Illinois
| – | -$3.79K | -321 | -80% |
|
78
Fidelity Investments
Boston,
Massachusetts
| – | +$12 | +1 | New |
|
|
IFAM
79
Institutional & Family Asset Management
Fort Collins,
Colorado
| – | +$12 | +1 | +2% |
|
|
ML
80
McAdam LLC
Philadelphia,
Pennsylvania
| – | +$12 | +1 | New |
|
|
RWA
81
River Wealth Advisors
Camp Hill,
Pennsylvania
| – | +$177 | +15 | New |
|
GAIN Hedge Fund Activity: Q3 2018 in Review
72 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2018, worth a combined $105M — down 3.7% from $109M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new GAIN positions and 9 closed out — a net gain of 6 holders — while 20 added to existing stakes and 28 trimmed.
The largest buyer was Millennium Management, opening a new position worth an estimated $2.01M. The largest seller was Bank of Montreal, cutting an estimated $1.85M.
- 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2018, up from 66 in Q2 2018.
- Funds reported $105M of Gladstone Investment Corp stock for Q3 2018, down 3.7% quarter-over-quarter.
- 15 funds opened new Gladstone Investment Corp positions in Q3 2018 and 9 closed out, a net change of +6 holders.
- The largest Gladstone Investment Corp buyer in Q3 2018 was Millennium Management, an estimated $2.01M added.
- The largest Gladstone Investment Corp seller in Q3 2018 was Bank of Montreal, an estimated $1.85M sold.
Based on aggregated 13F filings for Q3 2018.