Gladstone Investment Corp
GAIN
73 hedge funds and large institutions have $76.1M invested in Gladstone Investment Corp in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 7 closing their positions.
100% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 7
71% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 17
11% more funds holding
Funds holding: 66 → 73 (+7)
1% more capital invested
Capital invested by funds: $75M → $76.1M (+$1.09M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VBA
Van Berkom & Associates
Montreal,
Quebec, Canada
|
+$7.86M |
| 2 |
LSV Asset Management
Chicago,
Illinois
|
+$1.62M |
| 3 |
Morgan Stanley
New York
|
+$1.54M |
| 4 |
Two Sigma Advisers
New York
|
+$1.39M |
| 5 |
Two Sigma Investments
New York
|
+$1.27M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BAM
Burgundy Asset Management
Toronto,
Ontario, Canada
|
-$18.7M |
| 2 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$5.54M |
| 3 |
Bank of New York Mellon
New York
|
-$1.55M |
| 4 |
Goldman Sachs
New York
|
-$823K |
| 5 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
-$282K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RAM
76
Redmond Asset Management
Henrico,
Virginia
| – | -$146K | -20,750 | Closed |
|
77
ProShare Advisors
Bethesda,
Maryland
| – | -$119K | -16,815 | Closed |
|
78
JP Morgan Chase
New York
| – | -$107K | -15,067 | Closed |
|
|
QI
79
Quotient Investors
New York
| – | -$73K | -10,400 | Closed |
|
80
California Public Employees Retirement System
Sacramento,
California
| – | -$8K | -1,120 | Closed |
|
GAIN Hedge Fund Activity: Q4 2013 in Review
73 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2013, worth a combined $76.1M — up 1.5% from $75M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new GAIN positions and 7 closed out — a net gain of 7 holders — while 29 added to existing stakes and 17 trimmed.
The largest buyer was Van Berkom & Associates, adding an estimated $7.86M. The largest seller was Burgundy Asset Management, exiting entirely with an estimated $18.7M sold.
- 73 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2013, up from 66 in Q3 2013.
- Funds reported $76.1M of Gladstone Investment Corp stock for Q4 2013, up 1.5% quarter-over-quarter.
- 14 funds opened new Gladstone Investment Corp positions in Q4 2013 and 7 closed out, a net change of +7 holders.
- The largest Gladstone Investment Corp buyer in Q4 2013 was Van Berkom & Associates, an estimated $7.86M added.
- The largest Gladstone Investment Corp seller in Q4 2013 was Burgundy Asset Management, an estimated $18.7M sold.
Based on aggregated 13F filings for Q4 2013.