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Gladstone Investment Corp
GAIN

Overview Fund Activity

84 hedge funds and large institutions have $68.3M invested in Gladstone Investment Corp in 2024 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 27 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
17
Increased
23
Reduced
27
Closed
11
Calls
$947K
Puts
$1.33M
Net Calls
-$379K
Net Calls Change
-$508K

Top Buyers

1
CCWM
1
Cassaday & Co Wealth Management
Virginia
$1.43M
2
Invesco
2
Invesco
Georgia
$1.39M
3
UBS Group
3
UBS Group
Switzerland
$1.14M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.77M
5
MW
5
Melia Wealth
Oklahoma
$13.8M

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$621K
2
Two Sigma Investments
2
Two Sigma Investments
New York
$814K
3
Marshall Wace
3
Marshall Wace
United Kingdom
$0
4
AAM
4
Advisors Asset Management
Colorado
$1.55M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
51
Bank of America
North Carolina
$39.7K +$6.24K +471 +19%
Citigroup
52
Citigroup
New York
$26.8K +$6.08K +459 +29%
KTC
53
Kentucky Trust Company
Kentucky
$26.5K +$26.5K +2,000 New
JPMorgan Chase & Co
54
JPMorgan Chase & Co
New York
$23.3K +$22.8K +1,724 +4,659%
BNP Paribas Financial Markets
55
BNP Paribas Financial Markets
France
$22.5K +$22.5K +1,700 New
EWA
56
EverSource Wealth Advisors
Alabama
$15.9K – – –
S
57
SignatureFD
Georgia
$15.9K -$3.37K -254 -17%
National Bank of Canada
58
National Bank of Canada
Quebec, Canada
$13.3K – – –
WSFS
59
Wilmington Savings Fund Society
Delaware
$12.3K – – –
CSC
60
Caldwell Sutter Capital
California
$10.6K -$48.7K -3,678 -82%
PK
61
Pflug Koory
Nebraska
$8.94K – – –
CFD
62
Creative Financial Designs
Indiana
$7.95K – – –
MCM
63
MAI Capital Management
Ohio
$7.38K +$7.38K +557 New
FDCDDQ
64
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.63K – – –
Jones Financial Companies
65
Jones Financial Companies
Missouri
$6.51K – – –
JFA
66
JNBA Financial Advisors
Minnesota
$6.03K – – –
LC
67
Lindbrook Capital
California
$3.8K +$172 +13 +5%
PA
68
Parallel Advisors
California
$3.25K – – –
LFG
69
Larson Financial Group
Missouri
$2.87K +$40 +3 +1%
CFGS
70
Concourse Financial Group Securities
Alabama
$1.33K – – –
VNA
71
Valley National Advisers
Pennsylvania
$1K – – –
RBC
72
Roble Belko & Company
Pennsylvania
$1K +$22 +2 +2%
RDIA
73
RE Dickinson Investment Advisors
Iowa
$1K +$1K +8 New
AF
74
Allworth Financial
California
$774 +$587 +44 +314%
MBFW
75
Morton Brown Family Wealth
Pennsylvania
$689 – – –
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