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Gladstone Investment Corp

81 hedge funds and large institutions have $71.7M invested in Gladstone Investment Corp in 2024 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $1.21M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.2% less ownership

Funds ownership: 14.9%13.7% (-1.2%)

5% less funds holding

Funds holding: 8581 (-4)

6% less capital invested

Capital invested by funds: $76.4M → $71.7M (-$4.72M)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
81
Holders Change
-4
Holders Change %
-4.71%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
23
Reduced
29
Closed
15
Calls
$1.34M
Puts
$1.21M
Net Calls
+$129K
Net Calls Change
-$304K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
51
Bank of America
North Carolina
$36.5K -$54 -4 -0.2%
NA
52
NewEdge Advisors
Louisiana
$29.6K
QCG
53
Quadrant Capital Group
Ohio
$25.4K -$8.81K -654 -27%
Citigroup
54
Citigroup
New York
$22.5K +$3.19K +237 +18%
S
55
SignatureFD
Georgia
$21K -$13.5K -1,002 -41%
EWA
56
EverSource Wealth Advisors
Alabama
$17.3K
National Bank of Canada
57
National Bank of Canada
Quebec, Canada
$14.4K
WSFS
58
Wilmington Savings Fund Society
Delaware
$13.4K +$12.5K +930 New
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$12.3K
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$11.6K +$6.64K +493 +161%
PK
61
Pflug Koory
Nebraska
$9.75K +$9.09K +675 New
CFD
62
Creative Financial Designs
Indiana
$8.67K
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.22K
Jones Financial Companies
64
Jones Financial Companies
Missouri
$7.01K +$6.61K +491 New
JFA
65
JNBA Financial Advisors
Minnesota
$6.58K +$6.13K +455 New
Simplex Trading
66
Simplex Trading
Illinois
$6K -$9.21K -684 -60%
LC
67
Lindbrook Capital
California
$3.96K -$3.84K -285 -51%
PA
68
Parallel Advisors
California
$3.54K
LFG
69
Larson Financial Group
Missouri
$3.07K +$54 +4 +2%
IAIM
70
International Assets Investment Management
Florida
$2.19K +$397K +29,456 +1,345%
VNA
71
Valley National Advisers
Pennsylvania
$2K
CFGS
72
Concourse Financial Group Securities
Alabama
$1.45K
RBC
73
Roble Belko & Company
Pennsylvania
$1K +$714 +53 +151%
MBFW
74
Morton Brown Family Wealth
Pennsylvania
$751 +$700 +52 New
Fidelity Investments
75
Fidelity Investments
Massachusetts
$621 -$283 -21 -33%

GAIN Hedge Fund Activity: Q3 2024 in Review

81 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2024, worth a combined $71.7M — down 6.2% from $76.4M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of GAIN and 13 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 23 added.

The largest buyer was VanEck Associates, adding an estimated $708K. The largest seller was Marshall Wace, cutting an estimated $1.88M.

  • 81 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2024, down from 85 in Q2 2024.
  • Funds reported $71.7M of Gladstone Investment Corp stock for Q3 2024, down 6.2% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q3 2024 and 15 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2024 was VanEck Associates, an estimated $708K added.
  • The largest Gladstone Investment Corp seller in Q3 2024 was Marshall Wace, an estimated $1.88M sold.

Based on aggregated 13F filings for Q3 2024.