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Gladstone Investment Corp

84 hedge funds and large institutions have $63.2M invested in Gladstone Investment Corp in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

256% more call options, than puts

Call options by funds: $1.15M | Put options by funds: $324K

183% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 12

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

28% more capital invested

Capital invested by funds: $49.6M → $63.2M (+$13.7M)

9% more funds holding

Funds holding: 7784 (+7)

2.43% more ownership

Funds ownership: 12.33%14.77% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
34
Reduced
12
Closed
11
Calls
$1.15M
Puts
$324K
Net Calls
+$828K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
51
Kestra Advisory Services
Texas
$149K -$13.2K -1,000 -8%
SBIA
52
Sheaff Brock Investment Advisors
Indiana
$146K
Jane Street
53
Jane Street
New York
$144K +$1.39K +105 +0.9%
CAMG
54
CWA Asset Management Group
Florida
$136K +$251 +19 +0.2%
ASN
55
Advisory Services Network
Georgia
$89.6K +$91.5K +6,941 New
SOW
56
State of Wyoming
Wyoming
$84.3K +$86.1K +6,528 New
BNP Paribas Financial Markets
57
BNP Paribas Financial Markets
France
$75.8K +$77.4K +5,871 New
NSIM
58
North Star Investment Management
Illinois
$64.5K
CWC
59
Carolinas Wealth Consulting
North Carolina
$52.9K
QT
60
Quantbot Technologies
New York
$47.7K +$48.7K +3,692 New
Lazard Asset Management
61
Lazard Asset Management
New York
$38K
Simplex Trading
62
Simplex Trading
Illinois
$36K +$36.7K +2,786 +13,930%
TRCT
63
Tower Research Capital (TRC)
New York
$23K -$16.2K -1,232 -40%
QCG
64
Quadrant Capital Group
Ohio
$21.8K +$5.04K +382 +29%
JP Morgan Chase
65
JP Morgan Chase
New York
$16K -$100K -7,615 -86%
EWA
66
EverSource Wealth Advisors
Alabama
$15.5K +$15.8K +1,200 New
WOSD
67
WFA of San Diego
California
$15.5K +$15.8K +1,200 New
Bank of America
68
Bank of America
North Carolina
$12.9K
ACM
69
Antonetti Capital Management
Florida
$12.3K
PK
70
Pflug Koory
Nebraska
$9K
FDCDDQ
71
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.46K
MCC
72
Money Concepts Capital
Florida
$5.81K +$5.93K +450 New
S
73
SignatureFD
Georgia
$3.37K -$28.9K -2,191 -89%
IGWM
74
ICA Group Wealth Management
Colorado
$2.72K +$2.64K +200 New
US Bancorp
75
US Bancorp
Minnesota
$2K

GAIN Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2022, worth a combined $63.2M — up 28% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GAIN positions and 11 closed out — a net gain of 8 holders — while 34 added to existing stakes and 12 trimmed.

The largest buyer was Millennium Management, adding an estimated $5.37M. The largest seller was Claraphi Advisory Network, exiting entirely with an estimated $224K sold.

  • 84 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $63.2M of Gladstone Investment Corp stock for Q4 2022, up 28% quarter-over-quarter.
  • 19 funds opened new Gladstone Investment Corp positions in Q4 2022 and 11 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2022 was Millennium Management, an estimated $5.37M added.
  • The largest Gladstone Investment Corp seller in Q4 2022 was Claraphi Advisory Network, an estimated $224K sold.

Based on aggregated 13F filings for Q4 2022.