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Gladstone Investment Corp
GAIN

Overview Fund Activity

76 hedge funds and large institutions have $49.4M invested in Gladstone Investment Corp in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
-5
Holders Change %
-6.17%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
25
Reduced
23
Closed
13
Calls
$1.25M
Puts
$194K
Net Calls
+$1.05M
Net Calls Change
+$215K

Top Buyers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$1.25M
2
Millennium Management
2
Millennium Management
New York
$994K
3
CAM
3
Concorde Asset Management
Michigan
$595K
4
Marshall Wace
4
Marshall Wace
United Kingdom
$525K
5
LPL Financial
5
LPL Financial
California
$1.9M

Top Sellers

1
VanEck Associates
1
VanEck Associates
New York
$5.29M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.67M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$137K
4
Two Sigma Investments
4
Two Sigma Investments
New York
$1.79M
5
Jane Street
5
Jane Street
New York
$134K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
51
Private Advisor Group
New Jersey
$121K +$205 +17 +0.2%
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$107K +$64.6K +5,327 +152%
NSIM
53
North Star Investment Management
Illinois
$60K – – –
APA
54
American Portfolios Advisors
New York
$56.1K – – –
CWC
55
Carolinas Wealth Consulting
North Carolina
$50K – – –
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$40K – – –
TRCT
57
Tower Research Capital (TRC)
New York
$37K +$6.56K +540 +22%
Lazard Asset Management
58
Lazard Asset Management
New York
$36K +$13.5K +1,121 +60%
S
59
SignatureFD
Georgia
$30K -$17.5K -1,430 -37%
QCG
60
Quadrant Capital Group
Ohio
$16K +$5.43K +443 +51%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$16K +$16K +1,338 New
Group One Trading
62
Group One Trading
Illinois
$15K -$9.98K -800 -40%
Bank of America
63
Bank of America
North Carolina
$12K – – –
ACM
64
Aquatic Capital Management
Illinois
$11K -$2.44K -200 -18%
ACM
65
Antonetti Capital Management
Florida
$11K – – –
PK
66
Pflug Koory
Nebraska
$8K – – –
FDCDDQ
67
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.05K – – –
JFA
68
JNBA Financial Advisors
Minnesota
$5K – – –
SWM
69
Selective Wealth Management
Virginia
$4K – – –
US Bancorp
70
US Bancorp
Minnesota
$2K -$2.44K -189 -55%
VNA
71
Valley National Advisers
Pennsylvania
$2K – – –
BWL
72
Bogart Wealth LLC
Virginia
$1K – – –
CFGS
73
Concourse Financial Group Securities
Alabama
$1K – – –
IFAM
74
Institutional & Family Asset Management
Colorado
$1K +$17 +1 +2%
Cambridge Investment Research Advisors
75
Cambridge Investment Research Advisors
Iowa
– -$143K -10,128 Closed
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