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Gladstone Investment Corp

77 hedge funds and large institutions have $49.6M invested in Gladstone Investment Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

542% more call options, than puts

Call options by funds: $1.25M | Put options by funds: $194K

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0.82% more ownership

Funds ownership: 11.51%12.33% (+0.82%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 8177 (-4)

6% less capital invested

Capital invested by funds: $52.8M → $49.6M (-$3.22M)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
25
Reduced
23
Closed
13
Calls
$1.25M
Puts
$194K
Net Calls
+$1.05M
Net Calls Change
+$215K
Name Holding Trade Value Shares
Change
Change in
Stake
CAMG
51
CWA Asset Management Group
Florida
$127K +$230 +16 +0.2%
PAG
52
Private Advisor Group
New Jersey
$121K +$244 +17 +0.2%
JP Morgan Chase
53
JP Morgan Chase
New York
$107K +$76.6K +5,327 +152%
NSIM
54
North Star Investment Management
Illinois
$60K
APA
55
American Portfolios Advisors
New York
$56.1K
CWC
56
Carolinas Wealth Consulting
North Carolina
$50K
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$40K
TRCT
58
Tower Research Capital (TRC)
New York
$37K +$7.76K +540 +22%
Lazard Asset Management
59
Lazard Asset Management
New York
$36K +$16.1K +1,121 +60%
S
60
SignatureFD
Georgia
$30K -$20.6K -1,430 -37%
QCG
61
Quadrant Capital Group
Ohio
$16K +$6.37K +443 +51%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$16K +$19.2K +1,338 New
Group One Trading
63
Group One Trading
Illinois
$15K -$11.5K -800 -40%
Bank of America
64
Bank of America
North Carolina
$12K
ACM
65
Aquatic Capital Management
Illinois
$11K -$2.88K -200 -18%
ACM
66
Antonetti Capital Management
Florida
$11K
PK
67
Pflug Koory
Nebraska
$8K
FDCDDQ
68
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.05K
JFA
69
JNBA Financial Advisors
Minnesota
$5K
SWM
70
Selective Wealth Management
Virginia
$4K
US Bancorp
71
US Bancorp
Minnesota
$2K -$2.72K -189 -55%
VNA
72
Valley National Advisers
Pennsylvania
$2K
BWL
73
Bogart Wealth LLC
Virginia
$1K
CFGS
74
Concourse Financial Group Securities
Alabama
$1K
IFAM
75
Institutional & Family Asset Management
Colorado
$1K +$14 +1 +2%

GAIN Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2022, worth a combined $49.6M — down 6.1% from $52.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 9 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 25 added.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.48M. The largest seller was VanEck Associates, cutting an estimated $554K.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2022, down from 81 in Q2 2022.
  • Funds reported $49.6M of Gladstone Investment Corp stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 9 funds opened new Gladstone Investment Corp positions in Q3 2022 and 13 closed out, a net change of -4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2022 was Baird Financial Group, an estimated $1.48M added.
  • The largest Gladstone Investment Corp seller in Q3 2022 was VanEck Associates, an estimated $554K sold.

Based on aggregated 13F filings for Q3 2022.