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Gladstone Investment Corp
GAIN

70 hedge funds and large institutions have $67.2M invested in Gladstone Investment Corp in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,342% more call options, than puts

Call options by funds: $586K | Put options by funds: $24K

13% more capital invested

Capital invested by funds: $59.6M → $67.2M (+$7.62M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.79% less ownership

Funds ownership: 12.64% → 11.86% (-0.79%)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

3% less funds holding

Funds holding: 72 → 70 (-2)

Holders
70
Holders Change
-2
Holders Change %
-2.78%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
20
Reduced
22
Closed
16
Calls
$586K
Puts
$24K
Net Calls
+$562K
Net Calls Change
-$124K

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$660K
2
VanEck Associates
VanEck Associates
New York
+$597K
3
JIC
Johnson Investment Counsel
Ohio
+$347K
4
BlackRock
BlackRock
New York
+$311K
5
AAM
Advisors Asset Management
Colorado
+$272K

Top Sellers

Rank Fund Capital Flow
1
APW
Aurora Private Wealth
New Jersey
-$1.84M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$755K
3
DC
Davenport & Co
Virginia
-$571K
4
SFI
Susquehanna Fundamental Investments
Pennsylvania
-$501K
5
Morgan Stanley
Morgan Stanley
New York
-$407K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
51
Parallel Advisors
California
$14K +$2.69K +169 +26%
QT
52
Quantbot Technologies
New York
$13K +$12.8K +800 New
PK
53
Pflug Koory
Nebraska
$12K – – –
PFGIA
54
Patriot Financial Group Insurance Agency
Massachusetts
$9K – – –
FDCDDQ
55
Federation des caisses Desjardins du Quebec
Quebec, Canada
$8.54K – – –
BNP Paribas Financial Markets
56
BNP Paribas Financial Markets
France
$8.54K +$7.97K +500 New
JFA
57
JNBA Financial Advisors
Minnesota
$7K – – –
SWM
58
Selective Wealth Management
Virginia
$6K – – –
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$4K +$3.35K +210 New
MAM
60
McCarthy Asset Management
California
$4K +$4K +251 New
US Bancorp
61
US Bancorp
Minnesota
$3K -$2.89K -181 -54%
VNA
62
Valley National Advisers
Pennsylvania
$3K – – –
CFGS
63
Concourse Financial Group Securities
Alabama
$2K – – –
WWM
64
Wolff Wiese Magana
California
$2K +$16 +1 +0.9%
ACM
65
Aquatic Capital Management
Illinois
$2K +$1.59K +100 New
BWL
66
Bogart Wealth LLC
Virginia
$2K +$1.91K +120 New
BAM
67
Byrne Asset Management
New Jersey
$2K +$1.99K +125 New
S
68
SignatureFD
Georgia
$1K – – –
IFAM
69
Institutional & Family Asset Management
Colorado
$1K +$16 +1 +2%
APW
70
Aurora Private Wealth
New Jersey
– -$1.84M -132,473 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– -$755K -47,333 Closed
SFI
72
Susquehanna Fundamental Investments
Pennsylvania
– -$501K -36,099 Closed
ECM
73
ExodusPoint Capital Management
New York
– -$321K -23,143 Closed
Truist Financial
74
Truist Financial
North Carolina
– -$215K -15,466 Closed
Jane Street
75
Jane Street
New York
– -$171K -12,319 Closed
1 2
3
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GAIN Hedge Fund Activity: Q4 2021 in Review

70 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2021, worth a combined $67.2M — up 13% from $59.6M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of GAIN and 15 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 20 added.

The largest buyer was Invesco, opening a new position worth an estimated $660K. The largest seller was Aurora Private Wealth, exiting entirely with an estimated $1.84M sold.

  • 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2021, down from 72 in Q3 2021.
  • Funds reported $67.2M of Gladstone Investment Corp stock for Q4 2021, up 13% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q4 2021 and 16 closed out, a net change of -1 holder.
  • The largest Gladstone Investment Corp buyer in Q4 2021 was Invesco, an estimated $660K added.
  • The largest Gladstone Investment Corp seller in Q4 2021 was Aurora Private Wealth, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2021.