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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $53.5M invested in Gladstone Investment Corp in 2016 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+14
Holders Change %
+25%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
24
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.12M
2
AG
2
Algert Global
California
$1.16M
3
AAM
3
Advisors Asset Management
Colorado
$5.86M
4
HIM
4
Hillsdale Investment Management
Ontario, Canada
$1.07M
5
OA
5
Outfitter Advisors
Virginia
$2.19M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.48M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$142K
3
Grantham, Mayo, Van Otterloo & Co (GMO)
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$238K
4
DC
4
Davenport & Co
Virginia
$2.83M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
51
Stratos Wealth Partners
Ohio
$100K – – –
Tudor Investment Corp
52
Tudor Investment Corp
Connecticut
$97K -$18.9K -2,115 -16%
CS
53
Credit Suisse
Switzerland
$93K -$7.21K -806 -7%
Manulife (Manufacturers Life Insurance)
54
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$71K +$45.2K +5,086 +176%
TRCT
55
Tower Research Capital (TRC)
New York
$60K +$60K +6,745 New
NSIM
56
North Star Investment Management
Illinois
$46K – – –
TCOV
57
Trust Company of Vermont
Vermont
$39K +$39K +4,400 New
PSUF
58
People's United Financial
Connecticut
$32K – – –
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$19K +$19K +2,133 New
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$15K – – –
CG
61
Cutler Group
California
$12K – – –
ASN
62
Advisory Services Network
Georgia
$12K – – –
Bank of America
63
Bank of America
North Carolina
$10K – – –
AG
64
Advisor Group
Arizona
$6K -$6.04K -680 -50%
HR
65
Howe & Rusling
New York
$6K – – –
PCM
66
Penserra Capital Management
California
$3K +$800 +116 +36%
MFS
67
MSI Financial Services
Massachusetts
$1K – – –
Simplex Trading
68
Simplex Trading
Illinois
$1K +$1K +181 New
VKH
69
Virtu KCG Holdings
New York
– -$168K -23,400 Closed
RJFSA
70
Raymond James Financial Services Advisors
Florida
– -$92K -12,844 Closed
Deutsche Bank
71
Deutsche Bank
Germany
– -$32K -4,500 Closed
AWMS
72
Advocacy Wealth Management Services
Georgia
– -$1K -200 Closed
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