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Gladstone Investment Corp

70 hedge funds and large institutions have $53.5M invested in Gladstone Investment Corp in 2016 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

118% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 11

50% more capital invested

Capital invested by funds: $35.6M → $53.5M (+$17.9M)

25% more funds holding

Funds holding: 5670 (+14)

Holders
70
Holders Change
+14
Holders Change %
+25%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
24
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
51
Stratos Wealth Partners
Ohio
$100K
Tudor Investment Corp
52
Tudor Investment Corp
Connecticut
$97K -$17.7K -2,115 -16%
CS
53
Credit Suisse
Switzerland
$93K -$6.73K -806 -7%
Manulife (Manufacturers Life Insurance)
54
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$71K +$42.5K +5,086 +176%
TRCT
55
Tower Research Capital (TRC)
New York
$60K +$56.3K +6,745 New
NSIM
56
North Star Investment Management
Illinois
$46K
TCOV
57
Trust Company of Vermont
Vermont
$39K +$36.7K +4,400 New
PSUF
58
People's United Financial
Connecticut
$32K
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$19K +$17.8K +2,133 New
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$15K
ASN
61
Advisory Services Network
Georgia
$12K
CG
62
Cutler Group
California
$12K
Bank of America
63
Bank of America
North Carolina
$10K
AG
64
Advisor Group
Arizona
$6K -$5.68K -680 -50%
HR
65
Howe & Rusling
New York
$6K
PCM
66
Penserra Capital Management
California
$3K +$969 +116 +36%
MFS
67
MSI Financial Services
Massachusetts
$1K
Simplex Trading
68
Simplex Trading
Illinois
$1K +$1.51K +181 New
VKH
69
Virtu KCG Holdings
New York
-$168K -23,400 Closed
RJFSA
70
Raymond James Financial Services Advisors
Florida
-$92K -12,844 Closed
Deutsche Bank
71
Deutsche Bank
Germany
-$32K -4,500 Closed
AWMS
72
Advocacy Wealth Management Services
Georgia
-$1K -200 Closed

GAIN Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2016, worth a combined $53.5M — up 50% from $35.6M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new GAIN positions and 4 closed out — a net gain of 14 holders — while 24 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.02M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.31M.

  • 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2016, up from 56 in Q2 2016.
  • Funds reported $53.5M of Gladstone Investment Corp stock for Q3 2016, up 50% quarter-over-quarter.
  • 18 funds opened new Gladstone Investment Corp positions in Q3 2016 and 4 closed out, a net change of +14 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2016 was Morgan Stanley, an estimated $2.02M added.
  • The largest Gladstone Investment Corp seller in Q3 2016 was Janney Montgomery Scott, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2016.