Gladstone Investment Corp
GAIN
56 hedge funds and large institutions have $35.6M invested in Gladstone Investment Corp in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 7 closing their positions.
27% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 15
5% less funds holding
Funds holding: 59 → 56 (-3)
24% less capital invested
Capital invested by funds: $46.7M → $35.6M (-$11.1M)
43% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$1.19M |
| 2 |
Millennium Management
New York
|
+$844K |
| 3 |
Two Sigma Investments
New York
|
+$606K |
| 4 |
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
+$595K |
| 5 |
Two Sigma Advisers
New York
|
+$423K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VBA
Van Berkom & Associates
Montreal,
Quebec, Canada
|
-$12.7M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.78M |
| 3 |
OA
Outfitter Advisors
Mclean,
Virginia
|
-$588K |
| 4 |
ACS
Archford Capital Strategies
Swansea,
Illinois
|
-$214K |
| 5 |
Creative Planning
Overland Park,
Kansas
|
-$209K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HR
51
Howe & Rusling
Rochester,
New York
| $5K | – | – | – |
|
|
PCM
52
Penserra Capital Management
Orinda,
California
| $2K | – | – | – |
|
|
AWMS
53
Advocacy Wealth Management Services
Atlanta,
Georgia
| $1K | -$17.4K | -2,500 | -93% |
|
|
MFS
54
MSI Financial Services
Springfield,
Massachusetts
| $1K | -$822 | -118 | -50% |
|
|
VBA
55
Van Berkom & Associates
Montreal,
Quebec, Canada
| – | -$12.7M | -1,813,282 | Closed |
|
|
DTL
56
Dynamic Technology Lab
Singapore
| – | -$191K | -27,281 | Closed |
|
57
Citadel Advisors
Miami,
Florida
| – | -$132K | -18,783 | Closed |
|
58
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$35K | -5,000 | Closed |
|
|
AIG
59
American International Group
New York
| – | -$30K | -4,260 | Closed |
|
|
PI
60
PineBridge Investments
New York
| – | -$15K | -2,069 | Closed |
|
GAIN Hedge Fund Activity: Q2 2016 in Review
56 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2016, worth a combined $35.6M — down 24% from $46.7M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of GAIN and 4 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 19 added.
The largest buyer was Janney Montgomery Scott, adding an estimated $1.19M. The largest seller was Van Berkom & Associates, exiting entirely with an estimated $12.7M sold.
- 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2016, down from 59 in Q1 2016.
- Funds reported $35.6M of Gladstone Investment Corp stock for Q2 2016, down 24% quarter-over-quarter.
- 4 funds opened new Gladstone Investment Corp positions in Q2 2016 and 7 closed out, a net change of -3 holders.
- The largest Gladstone Investment Corp buyer in Q2 2016 was Janney Montgomery Scott, an estimated $1.19M added.
- The largest Gladstone Investment Corp seller in Q2 2016 was Van Berkom & Associates, an estimated $12.7M sold.
Based on aggregated 13F filings for Q2 2016.