Gladstone Investment Corp
GAIN
59 hedge funds and large institutions have $46.7M invested in Gladstone Investment Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.
67% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 6
5% more funds holding
Funds holding: 56 → 59 (+3)
16% less capital invested
Capital invested by funds: $55.8M → $46.7M (-$9.1M)
30% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 20
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $1K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
D.E. Shaw & Co
New York
|
+$301K |
| 2 |
Morgan Stanley
New York
|
+$270K |
| 3 |
Millennium Management
New York
|
+$240K |
| 4 |
JP Morgan Chase
New York
|
+$202K |
| 5 |
DTL
Dynamic Technology Lab
Singapore
|
+$193K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VBA
Van Berkom & Associates
Montreal,
Quebec, Canada
|
-$4.72M |
| 2 |
HIM
Hillsdale Investment Management
Toronto,
Ontario, Canada
|
-$634K |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$514K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$239K |
| 5 |
LSV Asset Management
Chicago,
Illinois
|
-$170K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ASN
51
Advisory Services Network
Atlanta,
Georgia
| $10K | – | – | – |
|
52
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $10K | – | – | – |
|
|
WA
53
WFG Advisors
Dallas,
Texas
| $9K | – | – | – |
|
|
HR
54
Howe & Rusling
Rochester,
New York
| $5K | – | – | – |
|
|
MFS
55
MSI Financial Services
Springfield,
Massachusetts
| $2K | +$1.65K | +234 | New |
|
|
PCM
56
Penserra Capital Management
Orinda,
California
| $2 | -$184 | -26 | -8% |
|
|
HIM
57
Hillsdale Investment Management
Toronto,
Ontario, Canada
| – | -$634K | -82,599 | Closed |
|
|
58
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$239K | -31,156 | Closed |
|
59
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$95K | -12,337 | Closed |
|
|
PG
60
PEAK6 Group
Chicago,
Illinois
| – | -$47K | -6,182 | Closed |
|
|
TRCT
61
Tower Research Capital (TRC)
New York
| – | -$29K | -3,774 | Closed |
|
|
HF
62
Hoxton Financial
Shepherdstown,
West Virginia
| – | -$2K | -221 | Closed |
|
|
SMH
63
Sanders Morris Harris
Houston,
Texas
| – | +$72.3K | +10,235 | New |
|
GAIN Hedge Fund Activity: Q1 2016 in Review
59 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2016, worth a combined $46.7M — down 16% from $55.8M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new GAIN positions and 6 closed out — a net gain of 4 holders — while 14 added to existing stakes and 20 trimmed.
The largest buyer was D.E. Shaw & Co, adding an estimated $301K. The largest seller was Van Berkom & Associates, cutting an estimated $4.72M.
- 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2016, up from 56 in Q4 2015.
- Funds reported $46.7M of Gladstone Investment Corp stock for Q1 2016, down 16% quarter-over-quarter.
- 10 funds opened new Gladstone Investment Corp positions in Q1 2016 and 6 closed out, a net change of +4 holders.
- The largest Gladstone Investment Corp buyer in Q1 2016 was D.E. Shaw & Co, an estimated $301K added.
- The largest Gladstone Investment Corp seller in Q1 2016 was Van Berkom & Associates, an estimated $4.72M sold.
Based on aggregated 13F filings for Q1 2016.