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Gladstone Investment Corp

87 hedge funds and large institutions have $125M invested in Gladstone Investment Corp in 2025 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 22

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

4% more funds holding

Funds holding: 8487 (+3)

5% more capital invested

Capital invested by funds: $119M → $125M (+$5.81M)

0.97% more ownership

Funds ownership: 15.06%16.03% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less call options, than puts

Call options by funds: $710K | Put options by funds: $798K

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
16
Increased
30
Reduced
22
Closed
12
Calls
$710K
Puts
$798K
Net Calls
-$88K
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
26
Raymond James Financial
Florida
$607K +$43.6K +3,096 +8%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$596K +$608K +43,149 New
AG
28
AmeriFlex Group
Nevada
$585K +$596K +42,338 New
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$526K +$83.7K +5,939 +18%
GAMC
30
Garner Asset Management Corp
Texas
$502K -$7.27K -516 -1%
IFG
31
Independent Financial Group
California
$467K +$10.1K +716 +2%
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$461K +$38.1K +2,702 +9%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$430K -$77.9K -5,533 -15%
MF
34
Magnetar Financial
Illinois
$416K +$424K +30,090 New
Northern Trust
35
Northern Trust
Illinois
$379K +$36.4K +2,585 +10%
SOW
36
State of Wyoming
Wyoming
$359K +$197K +13,970 +116%
Focus Partners Wealth
37
Focus Partners Wealth
Massachusetts
$279K +$4.79K +340 +2%
PFG
38
Prosperity Financial Group
California
$268K -$74.7K -5,300 -21%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$268K +$273K +19,375 New
NA
40
NewEdge Advisors
Louisiana
$268K -$3.52K -250 -1%
Osaic Holdings
41
Osaic Holdings
Arizona
$251K -$98.4K -6,984 -28%
OAM
42
Oxford Asset Management
United Kingdom
$245K +$250K +17,727 New
PAG
43
Private Advisor Group
New Jersey
$217K -$437 -31 -0.2%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$213K -$19.8K -1,403 -8%
Mirae Asset Global Investments
45
Mirae Asset Global Investments
South Korea
$193K +$197K +14,000 New
Wells Fargo
46
Wells Fargo
California
$183K +$16.5K +1,170 +10%
FIA
47
Foundations Investment Advisors
Arizona
$172K -$41.7K -2,958 -19%
Verition Fund Management
48
Verition Fund Management
Connecticut
$153K +$156K +11,054 New
HR
49
Hardy Reed
Mississippi
$151K +$2.61K +185 +2%
PCIA
50
Prime Capital Investment Advisors
Kansas
$148K +$151K +10,730 New

GAIN Hedge Fund Activity: Q3 2025 in Review

87 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2025, worth a combined $125M — up 4.9% from $119M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 12 closed out — a net gain of 4 holders — while 30 added to existing stakes and 22 trimmed.

The largest buyer was Marshall Wace, adding an estimated $3.74M. The largest seller was Millennium Management, cutting an estimated $1.76M.

  • 87 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2025, up from 84 in Q2 2025.
  • Funds reported $125M of Gladstone Investment Corp stock for Q3 2025, up 4.9% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q3 2025 and 12 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2025 was Marshall Wace, an estimated $3.74M added.
  • The largest Gladstone Investment Corp seller in Q3 2025 was Millennium Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q3 2025.