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Gladstone Investment Corp
GAIN

Overview Fund Activity

85 hedge funds and large institutions have $71.4M invested in Gladstone Investment Corp in 2025 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 30 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+1
Holders Change %
+1.19%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
11
Increased
30
Reduced
26
Closed
9
Calls
$805K
Puts
$1.22M
Net Calls
-$417K
Net Calls Change
-$38K

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.81M
2
VIA
Virtus Investment Advisers
Connecticut
+$1.16M
3
Morgan Stanley
Morgan Stanley
New York
+$630K
4
Millennium Management
Millennium Management
New York
+$620K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$612K

Top Sellers

1
VanEck Associates
VanEck Associates
New York
-$1.63M
2
Invesco
Invesco
Georgia
-$1.39M
3
VEA
Virtus ETF Advisers
New York
-$898K
4
VF
Virtu Financial
New York
-$315K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$270K
Name Holding Trade Value Shares
Change 		Shares
Change %
Raymond James Financial
26
Raymond James Financial
Florida
$535K -$121K -9,052 -18%
GAMC
27
Garner Asset Management Corp
Texas
$504K -$31.3K -2,345 -6%
Qube Research & Technologies (QRT)
28
Qube Research & Technologies (QRT)
United Kingdom
$481K +$38K +2,847 +9%
Canada Life
29
Canada Life
Manitoba, Canada
$470K +$72K +5,376 +18%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$462K +$7.3K +547 +2%
PFG
31
Prosperity Financial Group
California
$424K -$31.4K -2,350 -7%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$409K +$209K +15,660 +105%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$404K -$58.5K -4,376 -13%
Osaic Holdings
34
Osaic Holdings
Arizona
$353K -$37.6K -2,811 -10%
Jane Street
35
Jane Street
New York
$302K +$302K +22,580 New
NA
36
NewEdge Advisors
Louisiana
$262K +$15.4K +1,150 +6%
Focus Partners Wealth
37
Focus Partners Wealth
Massachusetts
$261K +$261K +19,527 New
UBP
38
Union Bancaire Privee
Switzerland
$252K – – –
GWM
39
Geneos Wealth Management
Colorado
$226K +$226K +16,920 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$224K -$47.7K -3,573 -18%
HF
41
HRT Financial
New York
$213K +$213K +15,955 New
PAG
42
Private Advisor Group
New Jersey
$208K +$347 +26 +0.2%
SIS
43
Sound Income Strategies
Florida
$198K +$2.47K +185 +1%
Wells Fargo
44
Wells Fargo
California
$175K +$52.3K +3,916 +43%
Northern Trust
45
Northern Trust
Illinois
$165K -$198K -14,843 -55%
UCFA
46
United Capital Financial Advisors
Texas
$160K +$160K +12,000 New
CWM
47
Cornerstone Wealth Management
Missouri
$158K +$21.4K +1,600 +16%
HR
48
Hardy Reed
Mississippi
$136K +$136K +10,167 New
EH
49
Equitable Holdings
New York
$135K +$135K +10,076 New
RIA
50
Realta Investment Advisors
Delaware
$134K +$134K +10,000 New
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