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Gladstone Investment Corp

81 hedge funds and large institutions have $71.7M invested in Gladstone Investment Corp in 2024 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $1.21M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.2% less ownership

Funds ownership: 14.9%13.7% (-1.2%)

5% less funds holding

Funds holding: 8581 (-4)

6% less capital invested

Capital invested by funds: $76.4M → $71.7M (-$4.72M)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
81
Holders Change
-4
Holders Change %
-4.71%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
23
Reduced
29
Closed
15
Calls
$1.34M
Puts
$1.21M
Net Calls
+$129K
Net Calls Change
-$304K
Name Holding Trade Value Shares
Change
Change in
Stake
PFG
26
Prosperity Financial Group
California
$528K +$5.39K +400 +1%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$511K -$598K -44,417 -56%
Canada Life
28
Canada Life
Manitoba, Canada
$481K +$26.1K +1,940 +6%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$473K -$47.8K -3,551 -10%
UBS Group
30
UBS Group
Switzerland
$449K -$74K -5,495 -15%
IFG
31
Independent Financial Group
California
$445K +$51.5K +3,821 +14%
PAG
32
Private Advisor Group
New Jersey
$358K +$21.7K +1,609 +7%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$328K +$6.53K +485 +2%
Northern Trust
34
Northern Trust
Illinois
$322K +$300K +22,255 New
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$317K +$33.7K +2,502 +13%
JIC
36
Johnson Investment Counsel
Ohio
$315K
Osaic Holdings
37
Osaic Holdings
Arizona
$302K -$30.9K -2,296 -10%
Jane Street
38
Jane Street
New York
$253K +$236K +17,527 New
PP
39
Paloma Partners
Connecticut
$239K +$223K +16,531 New
SIS
40
Sound Income Strategies
Florida
$224K -$113K -8,402 -35%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$193K -$18K -1,334 -9%
CC
42
Centiva Capital
New York
$192K +$179K +13,288 New
Mercer Global Advisors
43
Mercer Global Advisors
Colorado
$170K -$8.44K -627 -5%
Wells Fargo
44
Wells Fargo
California
$147K -$6.17K -458 -4%
Ameriprise
45
Ameriprise
Minnesota
$147K -$135 -10 -0.1%
Citadel Advisors
46
Citadel Advisors
Florida
$92.7K -$190K -14,084 -69%
NSIM
47
North Star Investment Management
Illinois
$72.3K
CSC
48
Caldwell Sutter Capital
California
$64.7K -$5.79K -430 -9%
NFA
49
Northwest Financial Advisors
Virginia
$57.8K +$53.9K +4,000 New
SPIA
50
Steward Partners Investment Advisory
New York
$43.4K

GAIN Hedge Fund Activity: Q3 2024 in Review

81 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2024, worth a combined $71.7M — down 6.2% from $76.4M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of GAIN and 13 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 23 added.

The largest buyer was VanEck Associates, adding an estimated $708K. The largest seller was Marshall Wace, cutting an estimated $1.88M.

  • 81 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2024, down from 85 in Q2 2024.
  • Funds reported $71.7M of Gladstone Investment Corp stock for Q3 2024, down 6.2% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q3 2024 and 15 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2024 was VanEck Associates, an estimated $708K added.
  • The largest Gladstone Investment Corp seller in Q3 2024 was Marshall Wace, an estimated $1.88M sold.

Based on aggregated 13F filings for Q3 2024.