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Gladstone Investment Corp
GAIN

Overview Fund Activity

91 hedge funds and large institutions have $63.2M invested in Gladstone Investment Corp in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 31 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+17
Holders Change %
+22.97%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
25
Increased
31
Reduced
19
Closed
8
Calls
$2.03M
Puts
$913K
Net Calls
+$1.12M
Net Calls Change
+$803K

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$2.08M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$4.25M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.75M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$3.68M
5
VanEck Associates
5
VanEck Associates
New York
$8.75M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$304K
2
Squarepoint
2
Squarepoint
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$2.16M
4
Tudor Investment Corp
4
Tudor Investment Corp
Connecticut
$0
5
Citadel Advisors
5
Citadel Advisors
Florida
$731K
Name Holding Trade Value Shares
Change 		Shares
Change %
WG
26
Winton Group
United Kingdom
$522K +$112K +7,881 +27%
GAMC
27
Garner Asset Management Corp
Texas
$511K -$51.4K -3,809 -9%
UAG
28
United Advisor Group
Ohio
$502K +$502K +35,427 New
SIS
29
Sound Income Strategies
Florida
$440K +$440K +31,123 New
UBS Group
30
UBS Group
Switzerland
$436K -$27K -1,908 -6%
WS
31
Wedbush Securities
California
$428K +$15.4K +1,088 +4%
Canada Life
32
Canada Life
Manitoba, Canada
$425K -$41.7K -2,972 -9%
PAG
33
Private Advisor Group
New Jersey
$363K +$134K +9,504 +59%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$337K -$13.6K -961 -4%
JIC
35
Johnson Investment Counsel
Ohio
$320K +$11.2K +790 +4%
VEA
36
Virtus ETF Advisers
New York
$311K -$221K -15,634 -42%
Osaic Holdings
37
Osaic Holdings
Arizona
$304K -$2.4M -169,399 -89%
JF
38
Jump Financial
Illinois
$294K +$294K +20,800 New
RJFSA
39
Raymond James Financial Services Advisors
Florida
$247K +$247K +17,453 New
Goldman Sachs
40
Goldman Sachs
New York
$238K +$49.5K +3,495 +26%
SFC
41
Strategic Financial Concepts
Texas
$218K +$218K +15,439 New
N
42
Natixis
France
$215K – – –
CRWM
43
Castle Rock Wealth Management
California
$209K – – –
Ameriprise
44
Ameriprise
Minnesota
$207K +$66.7K +4,793 +47%
CSC
45
Caldwell Sutter Capital
California
$198K -$4.34K -307 -2%
BFM
46
Boothbay Fund Management
New York
$197K +$197K +13,930 New
SOW
47
State of Wyoming
Wyoming
$197K +$41.6K +2,941 +27%
ECM
48
ExodusPoint Capital Management
New York
$183K +$183K +12,919 New
QT
49
Quantbot Technologies
New York
$181K +$181K +12,805 New
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$170K +$5.25K +371 +3%
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