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Gladstone Investment Corp
GAIN

92 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

123% more call options, than puts

Call options by funds: $2.03M | Put options by funds: $913K

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

23% more capital invested

Capital invested by funds: $51.7M → $63.5M (+$11.8M)

23% more funds holding

Funds holding: 75 → 92 (+17)

1.27% more ownership

Funds ownership: 11.96% → 13.23% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
92
Holders Change
+17
Holders Change %
+22.67%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
25
Increased
32
Reduced
19
Closed
8
Calls
$2.03M
Puts
$913K
Net Calls
+$1.12M
Net Calls Change
+$803K

Top Buyers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
+$1.87M
2
Two Sigma Investments
Two Sigma Investments
New York
+$1.81M
3
Morgan Stanley
Morgan Stanley
New York
+$1.54M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.36M
5
VanEck Associates
VanEck Associates
New York
+$813K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$2.34M
2
Squarepoint
Squarepoint
New York
-$888K
3
AAM
Advisors Asset Management
Colorado
-$853K
4
Tudor Investment Corp
Tudor Investment Corp
Connecticut
-$753K
5
Citadel Advisors
Citadel Advisors
Florida
-$532K
Name Holding Trade Value Shares
Change 		Change in
Stake
WG
26
Winton Group
United Kingdom
$522K +$109K +7,881 +27%
GAMC
27
Garner Asset Management Corp
Texas
$511K -$52.6K -3,809 -9%
UAG
28
United Advisor Group
Ohio
$502K +$489K +35,427 New
SIS
29
Sound Income Strategies
Florida
$440K +$430K +31,123 New
UBS Group
30
UBS Group
Switzerland
$436K -$26.3K -1,908 -6%
WS
31
Wedbush Securities
California
$428K +$15K +1,088 +4%
Canada Life
32
Canada Life
Manitoba, Canada
$425K -$41K -2,972 -9%
PAG
33
Private Advisor Group
New Jersey
$363K +$131K +9,504 +59%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$337K -$13.3K -961 -4%
JIC
35
Johnson Investment Counsel
Ohio
$320K +$10.9K +790 +4%
VEA
36
Virtus ETF Advisers
New York
$311K -$216K -15,634 -42%
Osaic Holdings
37
Osaic Holdings
Arizona
$304K -$2.34M -169,399 -89%
JF
38
Jump Financial
Illinois
$294K +$287K +20,800 New
RJFSA
39
Raymond James Financial Services Advisors
Florida
$247K +$241K +17,453 New
IFG
40
Independent Financial Group
California
$243K +$30.9K +2,239 +15%
Goldman Sachs
41
Goldman Sachs
New York
$238K +$48.2K +3,495 +26%
SFC
42
Strategic Financial Concepts
Texas
$218K +$213K +15,439 New
N
43
Natixis
France
$215K – – –
CRWM
44
Castle Rock Wealth Management
California
$209K – – –
Ameriprise
45
Ameriprise
Minnesota
$207K +$66.1K +4,793 +47%
CSC
46
Caldwell Sutter Capital
California
$198K -$4.24K -307 -2%
BFM
47
Boothbay Fund Management
New York
$197K +$192K +13,930 New
SOW
48
State of Wyoming
Wyoming
$197K +$40.6K +2,941 +27%
ECM
49
ExodusPoint Capital Management
New York
$183K +$178K +12,919 New
QT
50
Quantbot Technologies
New York
$181K +$177K +12,805 New
1
2
3 4

GAIN Hedge Fund Activity: Q4 2023 in Review

92 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2023, worth a combined $63.5M — up 23% from $51.7M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new GAIN positions and 8 closed out — a net gain of 17 holders — while 32 added to existing stakes and 19 trimmed.

The largest buyer was Marshall Wace, adding an estimated $1.87M. The largest seller was Osaic Holdings, cutting an estimated $2.34M.

  • 92 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2023, up from 75 in Q3 2023.
  • Funds reported $63.5M of Gladstone Investment Corp stock for Q4 2023, up 23% quarter-over-quarter.
  • 25 funds opened new Gladstone Investment Corp positions in Q4 2023 and 8 closed out, a net change of +17 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2023 was Marshall Wace, an estimated $1.87M added.
  • The largest Gladstone Investment Corp seller in Q4 2023 was Osaic Holdings, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2023.