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Gladstone Investment Corp
GAIN

Overview Fund Activity

74 hedge funds and large institutions have $51.5M invested in Gladstone Investment Corp in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 13 closing their positions.

Holders
74
Holders Change
-2
Holders Change %
-2.63%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
24
Reduced
24
Closed
13
Calls
$848K
Puts
$531K
Net Calls
+$317K
Net Calls Change
-$798K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$1.24M
2
Squarepoint
2
Squarepoint
New York
$888K
3
VanEck Associates
3
VanEck Associates
New York
$7.13M
4
SSA
4
Schonfeld Strategic Advisors
New York
$490K
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.15M

Top Sellers

1
IAIM
1
International Assets Investment Management
Florida
$0
2
Millennium Management
2
Millennium Management
New York
$1.17M
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
BlackRock
4
BlackRock
New York
$1.83M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$489K -$52.4K -4,112 -10%
VEA
27
Virtus ETF Advisers
New York
$479K +$262K +20,549 +120%
PFG
28
Prosperity Financial Group
California
$472K -$20.4K -1,600 -4%
Canada Life
29
Canada Life
Manitoba, Canada
$424K +$23.8K +1,871 +6%
UBS Group
30
UBS Group
Switzerland
$417K -$17.6K -1,381 -4%
WS
31
Wedbush Securities
California
$372K +$5.42K +425 +1%
WG
32
Winton Group
United Kingdom
$369K +$369K +28,990 New
RJA
33
Raymond James & Associates
Florida
$349K -$15.1K -1,185 -4%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$316K -$294K -23,056 -48%
JIC
35
Johnson Investment Counsel
Ohio
$278K – – –
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$277K +$49.6K +3,892 +22%
PAG
37
Private Advisor Group
New Jersey
$206K +$33.6K +2,635 +19%
N
38
Natixis
France
$194K – – –
CSC
39
Caldwell Sutter Capital
California
$182K -$2.75K -216 -1%
CRWM
40
Castle Rock Wealth Management
California
$179K – – –
Goldman Sachs
41
Goldman Sachs
New York
$170K +$170K +13,317 New
Northern Trust
42
Northern Trust
Illinois
$160K +$18.7K +1,470 +13%
Marshall Wace
43
Marshall Wace
United Kingdom
$149K +$149K +11,691 New
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$148K +$14.7K +1,153 +11%
Wells Fargo
45
Wells Fargo
California
$143K +$13 +1 +0%
SOW
46
State of Wyoming
Wyoming
$140K +$114K +8,971 +446%
Ameriprise
47
Ameriprise
Minnesota
$129K -$27.8K -2,179 -18%
Truist Financial
48
Truist Financial
North Carolina
$127K -$128K -10,080 -50%
Qube Research & Technologies (QRT)
49
Qube Research & Technologies (QRT)
United Kingdom
$84.3K +$84.3K +6,618 New
NSIM
50
North Star Investment Management
Illinois
$63.7K – – –
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