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Gladstone Investment Corp
GAIN

Overview Fund Activity

83 hedge funds and large institutions have $63.1M invested in Gladstone Investment Corp in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
34
Reduced
12
Closed
11
Calls
$1.15M
Puts
$324K
Net Calls
+$828K
Net Calls Change
-$224K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$6.32M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.68M
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$2.37M
4
CAM
4
Concorde Asset Management
Michigan
$1.19M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$2.41M

Top Sellers

1
CAN
1
Claraphi Advisory Network
United States
$0
2
TI
2
TTP Investments
California
$0
3
SSA
3
Schonfeld Strategic Advisors
New York
$0
4
AAM
4
Advisors Asset Management
Colorado
$3.76M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$554K -$9.95K -771 -2%
PFG
27
Prosperity Financial Group
California
$545K +$545K +42,240 New
GAMC
28
Garner Asset Management Corp
Texas
$532K +$52 +4 +0%
Canada Life
29
Canada Life
Manitoba, Canada
$518K +$10.3K +793 +2%
BAM
30
Belpointe Asset Management
Nevada
$504K +$20.2K +1,562 +4%
Mackenzie Financial
31
Mackenzie Financial
Ontario, Canada
$479K -$79.6K -6,167 -14%
RJA
32
Raymond James & Associates
Florida
$401K +$15.5K +1,198 +4%
UBS Group
33
UBS Group
Switzerland
$396K +$13.4K +1,040 +4%
WS
34
Wedbush Securities
California
$378K +$2.47K +191 +0.7%
Ameriprise
35
Ameriprise
Minnesota
$325K +$38.5K +2,976 +13%
JIC
36
Johnson Investment Counsel
Ohio
$281K – – –
Truist Financial
37
Truist Financial
North Carolina
$269K +$269K +20,800 New
JF
38
Jump Financial
Illinois
$256K +$114K +8,800 +80%
AWS
39
Atria Wealth Solutions
New York
$246K +$246K +19,043 New
GA
40
Greenspring Advisors
Maryland
$242K +$6.42K +497 +3%
VEA
41
Virtus ETF Advisers
New York
$222K -$36.8K -2,854 -14%
Tudor Investment Corp
42
Tudor Investment Corp
Connecticut
$220K +$220K +17,079 New
JPMPWA
43
J.P. Morgan Private Wealth Advisors
California
$215K +$215K +16,650 New
N
44
Natixis
France
$214K – – –
GWM
45
Geneos Wealth Management
Colorado
$199K +$199K +15,400 New
CRWM
46
Castle Rock Wealth Management
California
$195K – – –
Wells Fargo
47
Wells Fargo
California
$184K -$27.3K -2,114 -13%
TI
48
Trexquant Investment
Connecticut
$179K +$179K +13,899 New
CSC
49
Caldwell Sutter Capital
California
$165K +$165K +12,746 New
KAS
50
Kestra Advisory Services
Texas
$149K -$12.9K -1,000 -8%
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