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Gladstone Investment Corp
GAIN

84 hedge funds and large institutions have $63.2M invested in Gladstone Investment Corp in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

256% more call options, than puts

Call options by funds: $1.15M | Put options by funds: $324K

183% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 12

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

28% more capital invested

Capital invested by funds: $49.6M → $63.2M (+$13.7M)

9% more funds holding

Funds holding: 77 → 84 (+7)

2.43% more ownership

Funds ownership: 12.33% → 14.77% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
84
Holders Change
+7
Holders Change %
+9.09%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
34
Reduced
12
Closed
11
Calls
$1.15M
Puts
$324K
Net Calls
+$828K
Net Calls Change
-$224K

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$5.37M
2
Citadel Advisors
Citadel Advisors
Florida
+$948K
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$603K
4
CAM
Concorde Asset Management
Michigan
+$566K
5
Two Sigma Investments
Two Sigma Investments
New York
+$510K

Top Sellers

Rank Fund Capital Flow
1
CAN
Claraphi Advisory Network
United States
-$224K
2
TI
TTP Investments
California
-$216K
3
SSA
Schonfeld Strategic Advisors
New York
-$203K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$150K
5
AAM
Advisors Asset Management
Colorado
-$140K
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$554K -$10.2K -771 -2%
PFG
27
Prosperity Financial Group
California
$545K +$557K +42,240 New
GAMC
28
Garner Asset Management Corp
Texas
$532K +$53 +4 +0%
Canada Life
29
Canada Life
Manitoba, Canada
$518K +$10.5K +793 +2%
BAM
30
Belpointe Asset Management
Nevada
$504K +$20.6K +1,562 +4%
Mackenzie Financial
31
Mackenzie Financial
Ontario, Canada
$479K -$81.3K -6,167 -14%
RJA
32
Raymond James & Associates
Florida
$401K +$15.8K +1,198 +4%
UBS Group
33
UBS Group
Switzerland
$396K +$13.7K +1,040 +4%
WS
34
Wedbush Securities
California
$378K +$2.52K +191 +0.7%
Ameriprise
35
Ameriprise
Minnesota
$325K +$39.2K +2,976 +13%
JIC
36
Johnson Investment Counsel
Ohio
$281K – – –
Truist Financial
37
Truist Financial
North Carolina
$269K +$274K +20,800 New
JF
38
Jump Financial
Illinois
$256K +$116K +8,800 +80%
AWS
39
Atria Wealth Solutions
New York
$246K +$251K +19,043 New
GA
40
Greenspring Advisors
Maryland
$242K +$6.55K +497 +3%
VEA
41
Virtus ETF Advisers
New York
$222K -$37.6K -2,854 -14%
Tudor Investment Corp
42
Tudor Investment Corp
Connecticut
$220K +$225K +17,079 New
JMPWA
43
JP Morgan Private Wealth Advisors
California
$215K +$220K +16,650 New
N
44
Natixis
France
$214K – – –
GWM
45
Geneos Wealth Management
Colorado
$199K +$203K +15,400 New
CRWM
46
Castle Rock Wealth Management
California
$195K – – –
Wells Fargo
47
Wells Fargo
California
$184K -$27.9K -2,114 -13%
TI
48
Trexquant Investment
Connecticut
$179K +$183K +13,899 New
CSC
49
Caldwell Sutter Capital
California
$165K +$168K +12,746 New
IFG
50
Independent Financial Group
California
$160K – – –
1
2
3 4

GAIN Hedge Fund Activity: Q4 2022 in Review

84 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2022, worth a combined $63.2M — up 28% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GAIN positions and 11 closed out — a net gain of 8 holders — while 34 added to existing stakes and 12 trimmed.

The largest buyer was Millennium Management, adding an estimated $5.37M. The largest seller was Claraphi Advisory Network, exiting entirely with an estimated $224K sold.

  • 84 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2022, up from 77 in Q3 2022.
  • Funds reported $63.2M of Gladstone Investment Corp stock for Q4 2022, up 28% quarter-over-quarter.
  • 19 funds opened new Gladstone Investment Corp positions in Q4 2022 and 11 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2022 was Millennium Management, an estimated $5.37M added.
  • The largest Gladstone Investment Corp seller in Q4 2022 was Claraphi Advisory Network, an estimated $224K sold.

Based on aggregated 13F filings for Q4 2022.