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Gladstone Investment Corp

77 hedge funds and large institutions have $49.6M invested in Gladstone Investment Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

542% more call options, than puts

Call options by funds: $1.25M | Put options by funds: $194K

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0.82% more ownership

Funds ownership: 11.51%12.33% (+0.82%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 8177 (-4)

6% less capital invested

Capital invested by funds: $52.8M → $49.6M (-$3.22M)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
25
Reduced
23
Closed
13
Calls
$1.25M
Puts
$194K
Net Calls
+$1.05M
Net Calls Change
+$215K
Name Holding Trade Value Shares
Change
Change in
Stake
GAMC
26
Garner Asset Management Corp
Texas
$499K -$59.5K -4,135 -9%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$497K -$16K -1,113 -3%
Canada Life
28
Canada Life
Manitoba, Canada
$474K +$55.5K +3,861 +11%
BAM
29
Belpointe Asset Management
Nevada
$453K +$30.5K +2,118 +6%
RJA
30
Raymond James & Associates
Florida
$361K -$75.4K -5,245 -15%
UBS Group
31
UBS Group
Switzerland
$358K -$189K -13,142 -31%
WS
32
Wedbush Securities
California
$352K +$1.63K +113 +0.4%
Ameriprise
33
Ameriprise
Minnesota
$269K -$33.5K -2,333 -10%
JIC
34
Johnson Investment Counsel
Ohio
$264K
VEA
35
Virtus ETF Advisers
New York
$243K -$65.9K -4,584 -19%
CAN
36
Claraphi Advisory Network
United States
$224K -$20.9K -1,450 -7%
GA
37
Greenspring Advisors
Maryland
$221K +$4.2K +292 +2%
TI
38
TTP Investments
California
$216K +$257K +17,866 New
N
39
Natixis
France
$204K
SSA
40
Schonfeld Strategic Advisors
New York
$203K +$242K +16,800 New
Wells Fargo
41
Wells Fargo
California
$198K +$7.13K +496 +3%
CRWM
42
Castle Rock Wealth Management
California
$168K
KAS
43
Kestra Advisory Services
Texas
$152K +$14.4K +1,000 +9%
IFG
44
Independent Financial Group
California
$150K +$178K +12,388 New
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$137K -$311K -21,638 -66%
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$137K
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$137K +$163K +11,361 New
RJFSA
48
Raymond James Financial Services Advisors
Florida
$135K +$820 +57 +0.5%
Jane Street
49
Jane Street
New York
$134K -$206K -14,324 -56%
JF
50
Jump Financial
Illinois
$133K +$158K +11,000 New

GAIN Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2022, worth a combined $49.6M — down 6.1% from $52.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 9 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 25 added.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.48M. The largest seller was VanEck Associates, cutting an estimated $554K.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2022, down from 81 in Q2 2022.
  • Funds reported $49.6M of Gladstone Investment Corp stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 9 funds opened new Gladstone Investment Corp positions in Q3 2022 and 13 closed out, a net change of -4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2022 was Baird Financial Group, an estimated $1.48M added.
  • The largest Gladstone Investment Corp seller in Q3 2022 was VanEck Associates, an estimated $554K sold.

Based on aggregated 13F filings for Q3 2022.