Gladstone Investment Corp
GAIN
70 hedge funds and large institutions have $67.2M invested in Gladstone Investment Corp in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 16 closing their positions.
2,342% more call options, than puts
Call options by funds: $586K | Put options by funds: $24K
13% more capital invested
Capital invested by funds: $59.6M → $67.2M (+$7.62M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.79% less ownership
Funds ownership: 12.64% → 11.86% (-0.79%)
6% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 16
9% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 22
3% less funds holding
Funds holding: 72 → 70 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
+$660K |
| 2 |
VanEck Associates
New York
|
+$597K |
| 3 |
JIC
Johnson Investment Counsel
Cincinnati,
Ohio
|
+$347K |
| 4 |
BlackRock
New York
|
+$311K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$272K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
APW
Aurora Private Wealth
Rockaway,
New Jersey
|
-$1.84M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$755K |
| 3 |
DC
Davenport & Co
Richmond,
Virginia
|
-$571K |
| 4 |
SFI
Susquehanna Fundamental Investments
Bala Cynwyd,
Pennsylvania
|
-$501K |
| 5 |
Morgan Stanley
New York
|
-$407K |
GAIN Hedge Fund Activity: Q4 2021 in Review
70 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2021, worth a combined $67.2M — up 13% from $59.6M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of GAIN and 15 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 20 added.
The largest buyer was Invesco, opening a new position worth an estimated $660K. The largest seller was Aurora Private Wealth, exiting entirely with an estimated $1.84M sold.
- 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2021, down from 72 in Q3 2021.
- Funds reported $67.2M of Gladstone Investment Corp stock for Q4 2021, up 13% quarter-over-quarter.
- 15 funds opened new Gladstone Investment Corp positions in Q4 2021 and 16 closed out, a net change of -1 holder.
- The largest Gladstone Investment Corp buyer in Q4 2021 was Invesco, an estimated $660K added.
- The largest Gladstone Investment Corp seller in Q4 2021 was Aurora Private Wealth, an estimated $1.84M sold.
Based on aggregated 13F filings for Q4 2021.