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First Trust Small Cap Core AlphaDEX Fund
FYX

167 hedge funds and large institutions have $641M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 49 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 8

27% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 49

9% more funds holding

Funds holding: 153 → 167 (+14)

7% more capital invested

Capital invested by funds: $598M → $641M (+$43M)

1.69% more ownership

Funds ownership: 65.82% → 67.51% (+1.7%)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
167
Holders Change
+14
Holders Change %
+9.15%
% of All Funds
2.2%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
26
Increased
62
Reduced
49
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$7.47M
2
Morgan Stanley
Morgan Stanley
New York
+$7.13M
3
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$5.09M
4
JP Morgan Chase
JP Morgan Chase
New York
+$4.43M
5
IAA
Independent Advisor Alliance
North Carolina
+$3.75M

Top Sellers

Rank Fund Capital Flow
1
VF
Virtu Financial
New York
-$3.6M
2
Bank of America
Bank of America
North Carolina
-$2.61M
3
Stifel Financial
Stifel Financial
Missouri
-$978K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$703K
5
MLRA
Main Line Retirement Advisors
Montana
-$531K
Name Holding Trade Value Shares
Change 		Change in
Stake
FF
126
Farrell Financial
New York
$220K +$1.34K +13 +0.6%
PWPS
127
Pinnacle Wealth Planning Services
Ohio
$215K – – –
BTWM
128
Brass Tax Wealth Management
Ohio
$211K – – –
JWCA
129
J.W. Cole Advisors
Florida
$210K +$413 +4 +0.2%
AA
130
Armis Advisers
Georgia
$205K +$210K +2,030 New
AI
131
Atria Investments
North Carolina
$203K +$207K +2,006 New
RFG
132
REAP Financial Group
Texas
$180K +$516 +5 +0.3%
KPP
133
Kings Path Partners
Texas
$164K – – –
GI
134
GAMMA Investing
California
$142K – – –
SS
135
Sunbelt Securities
Texas
$136K – – –
IA
136
IFP Advisors
Florida
$131K +$29.5K +286 +28%
TSMHT
137
Thurston Springer Miller Herd & Titak
Indiana
$120K +$206 +2 +0.2%
CAWM
138
Capital A Wealth Management
Pennsylvania
$109K +$111K +1,075 New
WSFS
139
Wilmington Savings Fund Society
Delaware
$85.9K – – –
HGERS
140
Householder Group Estate & Retirement Specialist
Arizona
$59K – – –
MAS
141
MPWM Advisory Solutions
Georgia
$58K +$59.3K +574 New
SIM
142
Synergy Investment Management
Florida
$53.8K +$54.9K +532 New
GRP
143
Global Retirement Partners
California
$35.4K -$13.3K -129 -27%
TFGT
144
TS Financial Group (TSFG)
Illinois
$35K +$103 +1 +0.3%
Fidelity Investments
145
Fidelity Investments
Massachusetts
$34.2K -$57.2K -554 -62%
CA
146
CoreCap Advisors
Michigan
$33.4K – – –
HCP
147
Hexagon Capital Partners
Arkansas
$31.4K – – –
NB
148
NBT Bank
New York
$26K – – –
CFB
149
Cullen/Frost Bankers
Texas
$20.4K +$20.9K +202 New
BF
150
BOK Financial
Oklahoma
$19.6K – – –
3 4 5
6
7

FYX Hedge Fund Activity: Q4 2024 in Review

167 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2024, worth a combined $641M — up 7.2% from $598M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FYX positions and 8 closed out — a net gain of 18 holders — while 62 added to existing stakes and 49 trimmed.

The largest buyer was LPL Financial, adding an estimated $7.47M. The largest seller was Virtu Financial, exiting entirely with an estimated $3.6M sold.

  • 167 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2024, up from 153 in Q3 2024.
  • Funds reported $641M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2024, up 7.2% quarter-over-quarter.
  • 26 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2024 and 8 closed out, a net change of +18 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2024 was LPL Financial, an estimated $7.47M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2024 was Virtu Financial, an estimated $3.6M sold.

Based on aggregated 13F filings for Q4 2024.