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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

0.97% more ownership

Funds ownership: 63.29%64.26% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

6% less funds holding

Funds holding: 134126 (-8)

7% less capital invested

Capital invested by funds: $626M → $584M (-$41.2M)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

Holders
126
Holders Change
-8
Holders Change %
-5.97%
% of All Funds
1.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
12
Increased
46
Reduced
44
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PWA
101
PCG Wealth Advisors
Kansas
$207K -$10.1K -110 -5%
QA
102
Quantitative Advantage
Minnesota
$207K +$207K +2,259 New
IA
103
Insight Advisors
Pennsylvania
$205K -$4.39K -48 -2%
APA
104
American Portfolios Advisors
New York
$203K
Koshinski Asset Management
105
Koshinski Asset Management
Illinois
$140K
PNC Financial Services Group
106
PNC Financial Services Group
Pennsylvania
$128K -$6.95K -76 -5%
US Bancorp
107
US Bancorp
Minnesota
$121K
CHC
108
City Holding Co
West Virginia
$105K
GWSG
109
GPS Wealth Strategies Group
Colorado
$81K
SAM
110
Strategic Asset Management
Minnesota
$79K
HR
111
Howe & Rusling
New York
$44K
CFGS
112
Concourse Financial Group Securities
Alabama
$33K -$439K -4,795 -93%
CFD
113
Creative Financial Designs
Indiana
$26K -$274 -3 -1%
Fidelity Investments
114
Fidelity Investments
Massachusetts
$25K +$91 +1 +0.4%
BWP
115
Baldwin Wealth Partners
Massachusetts
$22K
HCP
116
Hexagon Capital Partners
Arkansas
$18K
CWC
117
Carolinas Wealth Consulting
North Carolina
$14K +$91 +1 +0.7%
GRP
118
Global Retirement Partners
California
$14K +$15.6K +171 New
SWM
119
Spire Wealth Management
Virginia
$13K +$91 +1 +0.7%
Fifth Third Bancorp
120
Fifth Third Bancorp
Ohio
$11K
KA
121
Kozak & Associates
Colorado
$10K
SPWG
122
Sage Private Wealth Group
Illinois
$8K +$91 +1 +1%
ACK
123
Andrew C. Karlinski
$8K +$7.78K +85 New
TSWM
124
Tyler-Stone Wealth Management
Ohio
$6K
AF
125
Advisornet Financial
Minnesota
$3K

FYX Hedge Fund Activity: Q1 2022 in Review

126 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2022, worth a combined $584M — down 6.6% from $626M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FYX and 12 opened new positions — a net loss of 6 holders — while 44 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $14.3M. The largest seller was Wells Fargo, cutting an estimated $15.6M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2022, down from 134 in Q4 2021.
  • Funds reported $584M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2022, down 6.6% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $14.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2022 was Wells Fargo, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2022.