First Trust Small Cap Core AlphaDEX Fund
88 hedge funds and large institutions have $178M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 46 reducing their positions, and 24 closing their positions.
0.03% less ownership
Funds ownership: 53.56% → 53.53% (-0.03%)
20% less funds holding
Funds holding: 110 → 88 (-22)
42% less capital invested
Capital invested by funds: $306M → $178M (-$129M)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
52% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 46
79% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 24
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HAFS
Hapanowicz & Associates Financial Services
Pittsburgh,
Pennsylvania
|
+$7.44M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$4.13M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$3.88M |
| 4 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$2.92M |
| 5 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$2.12M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$9.82M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$3.84M |
| 3 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$3.45M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$2.76M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$2.46M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
MML Investors Services
Springfield,
Massachusetts
| – | -$240K | -3,696 | Closed |
|
|
SPC
102
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$233K | -3,592 | Closed |
|
|
WCFA
103
Walkner Condon Financial Advisors
Madison,
Wisconsin
| – | -$229K | -3,525 | Closed |
|
|
PFA
104
Pinnacle Family Advisors
Springfield,
Missouri
| – | -$226K | -3,481 | Closed |
|
|
CCA
105
Clearwater Capital Advisors
Hoffman Estates,
Illinois
| – | -$223K | -3,441 | Closed |
|
|
SS
106
Sunbelt Securities
Houston,
Texas
| – | -$212K | -3,263 | Closed |
|
|
VAG
107
VisionPoint Advisory Group
Dallas,
Texas
| – | -$208K | -3,197 | Closed |
|
|
WWM
108
Western Wealth Management
Golden,
Colorado
| – | -$201K | -3,093 | Closed |
|
|
EAM
109
Eukles Asset Management
Cincinnati,
Ohio
| – | -$32K | -487 | Closed |
|
|
IWP
110
IAG Wealth Partners
Waukesha,
Wisconsin
| – | -$15K | -230 | Closed |
|
|
FIB
111
First Interstate Bank
Billings,
Montana
| – | -$10K | -150 | Closed |
|
112
BlackRock
New York
| – | -$4K | -57 | Closed |
|
FYX Hedge Fund Activity: Q1 2020 in Review
88 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2020, worth a combined $178M — down 42% from $306M a quarter earlier.
Sellers outnumbered buyers: 24 funds closed out of FYX and 5 opened new positions — a net loss of 19 holders — while 46 trimmed existing stakes and 22 added.
The largest buyer was Hapanowicz & Associates Financial Services, adding an estimated $7.44M. The largest seller was Morgan Stanley, cutting an estimated $9.82M.
- 88 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2020, down from 110 in Q4 2019.
- Funds reported $178M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2020, down 42% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2020 and 24 closed out, a net change of -19 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2020 was Hapanowicz & Associates Financial Services, an estimated $7.44M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $9.82M sold.
Based on aggregated 13F filings for Q1 2020.