First Trust Small Cap Core AlphaDEX Fund
103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.
13% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 8
1.08% more ownership
Funds ownership: 51.66% → 52.74% (+1.1%)
1% more funds holding
Funds holding: 102 → 103 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less capital invested
Capital invested by funds: $311M → $300M (-$11.6M)
23% less repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 40
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$5.5M |
| 2 |
IA
IFG Advisory
Atlanta,
Georgia
|
+$1.82M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.29M |
| 4 |
NFG
Nations Financial Group
Cedar Rapids,
Iowa
|
+$984K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$887K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$4.91M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$4.17M |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
-$1.8M |
| 4 |
US Bancorp
Minneapolis,
Minnesota
|
-$1.68M |
| 5 |
Morgan Stanley
New York
|
-$1.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WEC
101
Winslow Evans & Crocker
Boston,
Massachusetts
| $4K | – | – | – |
|
|
AF
102
Advisornet Financial
Minnetonka,
Minnesota
| $2K | – | – | – |
|
|
CIAS
103
Capital Investment Advisory Services
Raleigh,
North Carolina
| $2K | – | – | – |
|
|
LFAS
104
Level Four Advisory Services
Dallas,
Texas
| – | -$924K | -15,026 | Closed |
|
|
GSWM
105
Golden State Wealth Management
Santa Ana,
California
| – | -$901K | -14,665 | Closed |
|
|
AWM
106
AE Wealth Management
Topeka,
Kansas
| – | -$679K | -11,043 | Closed |
|
|
BPB
107
Badgley, Phelps & Bell
Seattle,
Washington
| – | -$287K | -4,667 | Closed |
|
|
IWM
108
IHT Wealth Management
Chicago,
Illinois
| – | -$252K | -4,099 | Closed |
|
109
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$229K | -3,732 | Closed |
|
|
GRP
110
Global Retirement Partners
San Rafael,
California
| – | -$17K | -284 | Closed |
|
FYX Hedge Fund Activity: Q3 2019 in Review
103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2019, worth a combined $300M — down 3.7% from $311M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYX positions and 8 closed out — a net gain of 1 holder — while 31 added to existing stakes and 40 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $5.5M. The largest seller was Wells Fargo, cutting an estimated $4.91M.
- 103 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2019, up from 102 in Q2 2019.
- Funds reported $300M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2019, down 3.7% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $5.5M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2019 was Wells Fargo, an estimated $4.91M sold.
Based on aggregated 13F filings for Q3 2019.