Golden State Wealth Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Golden State Wealth Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-84	Closed	-$8.17K	–	1674
2025 Q2	$8.17K	Hold	84	–	–	﹤0.01%	1125
2025 Q1	$7.57K	Buy	+84	New	+$8.23K	﹤0.01%	1076
2019 Q3	–	Sell	-14,665	Closed	-$901K	–	1091
2019 Q2	$901K	Buy	14,665 +408	+3%	+$25K	0.29%	71
2019 Q1	$879K	Buy	+14,257	New	+$866K	0.29%	71

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Golden State Wealth Management's FYX Position: Q3 2025 in Review

Golden State Wealth Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2025, closing a stake of 84 shares — an estimated $8.17K sold.

Golden State Wealth Management first reported a position in FYX in Q1 2019 and held it in 4 quarters. The position peaked at $901K in Q2 2019. 156 funds tracked by Wall St. Rank hold FYX as of Q3 2025.

Golden State Wealth Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
Golden State Wealth Management sold 84 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2025, an estimated $8.17K.
Golden State Wealth Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2019 and held it in 4 quarters.
Golden State Wealth Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $901K in Q2 2019.
156 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2025.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.