First Trust Small Cap Core AlphaDEX Fund
133 hedge funds and large institutions have $509M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 48 reducing their positions, and 10 closing their positions.
100% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 10
7% more funds holding
Funds holding: 124 → 133 (+9)
2% more capital invested
Capital invested by funds: $499M → $509M (+$9.58M)
0.22% more ownership
Funds ownership: 64.51% → 64.72% (+0.22%)
8% less repeat investments, than reductions
Existing positions increased: 44 | Existing positions reduced: 48
33% less funds holding in top 10
Funds holding in top 10: 3 → 2 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$12.3M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$5.39M |
| 3 |
VAS
Vestmark Advisory Solutions
Wakefield,
Massachusetts
|
+$4.79M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.69M |
| 5 |
Wells Fargo
San Francisco,
California
|
+$2.39M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$6.28M |
| 2 |
LPL Financial
San Diego,
California
|
-$3M |
| 3 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$2.64M |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$1.68M |
| 5 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$1.57M |
FYX Hedge Fund Activity: Q3 2023 in Review
133 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2023, worth a combined $509M — up 1.9% from $499M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new FYX positions and 10 closed out — a net gain of 10 holders — while 44 added to existing stakes and 48 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $12.3M. The largest seller was Bank of America, cutting an estimated $6.28M.
- 133 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2023, up from 124 in Q2 2023.
- Funds reported $509M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2023, up 1.9% quarter-over-quarter.
- 20 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2023 and 10 closed out, a net change of +10 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $12.3M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2023 was Bank of America, an estimated $6.28M sold.
Based on aggregated 13F filings for Q3 2023.