First Trust Small Cap Core AlphaDEX Fund
78 hedge funds and large institutions have $263M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 39 increasing their positions, 21 reducing their positions, and 5 closing their positions.
86% more repeat investments, than reductions
Existing positions increased: 39 | Existing positions reduced: 21
80% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 5
4% more funds holding
Funds holding: 75 → 78 (+3)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
4.22% less ownership
Funds ownership: 53.9% → 49.68% (-4.2%)
7% less capital invested
Capital invested by funds: $283M → $263M (-$20.1M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$5.84M |
| 2 |
Jane Street
New York
|
+$3.27M |
| 3 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
+$2.5M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.11M |
| 5 |
LPT
Legacy Private Trust
Neenah,
Wisconsin
|
+$1.51M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$16.7M |
| 2 |
AIM
Astor Investment Management
Chicago,
Illinois
|
-$7.18M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$5.25M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$5.12M |
| 5 |
Morgan Stanley
New York
|
-$3.03M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BFEC
76
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $12K | -$8.67K | -160 | -42% |
|
|
CFD
77
Creative Financial Designs
Kokomo,
Indiana
| $4K | -$14.1K | -261 | -79% |
|
|
AIM
78
Astor Investment Management
Chicago,
Illinois
| – | -$7.18M | -133,367 | Closed |
|
|
MIAN
79
Mariner Independent Advisor Network
Overland Park,
Kansas
| – | -$1.43M | -26,491 | Closed |
|
|
AI
80
Atria Investments
Charlotte,
North Carolina
| – | -$519K | -9,643 | Closed |
|
|
BTS
81
BB&T Securities
Richmond,
Virginia
| – | -$334K | -6,720 | Closed |
|
82
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$6K | -110 | Closed |
|
FYX Hedge Fund Activity: Q1 2017 in Review
78 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2017, worth a combined $263M — down 7.1% from $283M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYX positions and 5 closed out — a net gain of 4 holders — while 39 added to existing stakes and 21 trimmed.
The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.84M. The largest seller was Wells Fargo, cutting an estimated $16.7M.
- 78 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2017, up from 75 in Q4 2016.
- Funds reported $263M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2017, down 7.1% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2017 and 5 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2017 was Citadel Advisors, an estimated $5.84M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2017 was Wells Fargo, an estimated $16.7M sold.
Based on aggregated 13F filings for Q1 2017.