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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

112 hedge funds and large institutions have $524M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 14 closing their positions.

Holders
112
Holders Change
+8
Holders Change %
+7.69%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
24
Increased
37
Reduced
34
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$44.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$73.5M
3
LPL Financial
3
LPL Financial
California
$40.5M
4
Wells Fargo
4
Wells Fargo
California
$80.6M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$31.3M

Top Sellers

1
TIM
1
Total Investment Management
Arizona
$0
2
UBS Group
2
UBS Group
Switzerland
$18.8M
3
RIA
3
Regal Investment Advisors
Michigan
$0
4
FWM
4
Frontier Wealth Management
Missouri
$2.45M
5
RJA
5
Raymond James & Associates
Florida
$16.9M
Name Market Value Shares Shares
Change 		Shares
Change %
OIA
51
OneDigital Investment Advisors
Kansas
$1.22M 13,457 -1,317 -9%
MIAN
52
Mariner Independent Advisor Network
Kansas
$1.15M 12,647 +12,647 New
GWM
53
Geneos Wealth Management
Colorado
$1.05M 11,439 +10,667 +1,382%
CS
54
Comerica Securities
Michigan
$1.01M 11,100 -691 -6%
FHC
55
First Heartland Consultants
Missouri
$942K 10,399 +10,399 New
CWS
56
Cypress Wealth Services
California
$885K 9,772 -627 -6%
JIP
57
Jaffetilchin Investment Partners
Florida
$882K 9,733 -9,019 -48%
OC
58
Oppenheimer & Co
New York
$839K 9,262 +9,262 New
CP
59
Camelot Portfolios
Ohio
$691K 7,624 -1,623 -18%
EH
60
Equitable Holdings
New York
$611K 6,741 +1,629 +32%
CFGS
61
Concourse Financial Group Securities
Alabama
$547K 6,035 +296 +5%
CAAS
62
Capital Asset Advisory Services
Michigan
$531K 5,862 +5,310 +962%
SCA
63
Snowden Capital Advisors
New York
$488K 5,391 +94 +2%
HSA
64
HBK Sorce Advisory
Pennsylvania
$469K 5,178 -722 -12%
EW
65
Element Wealth
Mississippi
$465K 5,131 -35 -0.7%
CWA
66
Clarus Wealth Advisors
Arizona
$456K 4,981 -971 -16%
CIBC World Market
67
CIBC World Market
Ontario, Canada
$451K 4,974 +290 +6%
SPIA
68
Steward Partners Investment Advisory
New York
$439K 4,840 -10 -0.2%
AWA
69
Arkadios Wealth Advisors
Georgia
$415K 4,590 +904 +25%
TA
70
TFG Advisers
Michigan
$402K 4,435 -30 -0.7%
Goldman Sachs
71
Goldman Sachs
New York
$401K 4,424 -5,912 -57%
NFC
72
Northeast Financial Consultants
Connecticut
$399K 4,400 – –
HPC
73
HM Payson & Co
Maine
$388K 4,283 – –
BMWM
74
Brown Miller Wealth Management
Virginia
$377K 4,160 – –
KPWS
75
Kestra Private Wealth Services
Texas
$359K 3,961 -75 -2%
1 2
3
4 5