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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

82 hedge funds and large institutions have $227M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 39 reducing their positions, and 8 closing their positions.

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.66%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
22
Reduced
39
Closed
8
Calls
–
Puts
$602K
Net Calls
-$602K
Net Calls Change
-$602K

Top Buyers

1
TIM
1
Total Investment Management
Arizona
$21M
2
Morgan Stanley
2
Morgan Stanley
New York
$27.2M
3
KAS
3
Kestra Advisory Services
Texas
$2.52M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$8.11M
5
DADC
5
D.A. Davidson & Co
Montana
$2.54M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$11.8M
2
RIA
2
Regal Investment Advisors
Michigan
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.93M
4
Wells Fargo
4
Wells Fargo
California
$30M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.36M
Name Market Value Shares Shares
Change 		Shares
Change %
EW
51
Element Wealth
Mississippi
$311K 5,374 -117 -2%
SCA
52
Snowden Capital Advisors
New York
$310K 5,359 -26 -0.5%
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$271K 2,907 – –
TA
54
TFG Advisers
Michigan
$262K 4,529 -206 -4%
KPWS
55
Kestra Private Wealth Services
Texas
$261K 4,504 +4,504 New
SPIA
56
Steward Partners Investment Advisory
New York
$258K 4,450 – –
NFC
57
Northeast Financial Consultants
Connecticut
$255K 4,400 – –
HPC
58
HM Payson & Co
Maine
$248K 4,283 – –
VFA
59
Voya Financial Advisors
Connecticut
$247K 4,285 -484 -10%
WAS
60
Wealth Advisory Solutions
Indiana
$232K 4,007 -38 -0.9%
AWA
61
Arkadios Wealth Advisors
Georgia
$193K 3,076 +7 +0.2%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$165K 2,849 -1,231 -30%
APA
63
American Portfolios Advisors
New York
$135K 2,332 -11,996 -84%
AF
64
Allworth Financial
California
$118K 2,031 – –
Citigroup
65
Citigroup
New York
$114K 1,965 +5 +0.3%
CFD
66
Creative Financial Designs
Indiana
$108K 1,864 -10,040 -84%
US Bancorp
67
US Bancorp
Minnesota
$97K 1,673 -79 -5%
ASN
68
Advisory Services Network
Georgia
$73K 1,263 +1,263 New
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$70K 1,205 -1,118 -48%
CHC
70
City Holding Co
West Virginia
$66K 1,145 – –
GWM
71
Geneos Wealth Management
Colorado
$52K 934 -79 -8%
BFEC
72
Benjamin F. Edwards & Company
Missouri
$44K 759 +534 +237%
IA
73
IFP Advisors
Florida
$19K 322 -146 -31%
BWP
74
Baldwin Wealth Partners
Massachusetts
$14K 240 – –
Fifth Third Bancorp
75
Fifth Third Bancorp
Ohio
$12K 204 – –
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