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First Trust Small Cap Core AlphaDEX Fund

88 hedge funds and large institutions have $178M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 46 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 53.56%53.53% (-0.03%)

20% less funds holding

Funds holding: 11088 (-22)

42% less capital invested

Capital invested by funds: $306M → $178M (-$129M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

52% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 46

79% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 24

Holders
88
Holders Change
-22
Holders Change %
-20%
% of All Funds
1.94%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
22
Reduced
46
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
51
Concourse Financial Group Securities
Alabama
$273K -$87K -1,540 -19%
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$271K
CWA
53
Clarus Wealth Advisors
Arizona
$249K +$43.7K +773 +13%
RFN
54
RDA Financial Network
Iowa
$231K -$134K -2,371 -30%
EW
55
Element Wealth
Mississippi
$228K -$10K -177 -3%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$225K -$23.1K -409 -7%
First Trust Advisors
57
First Trust Advisors
Illinois
$219K -$395 -7 -0.1%
VFA
58
Voya Financial Advisors
Connecticut
$213K +$2.65K +47 +0.9%
TA
59
TFG Advisers
Michigan
$205K -$10.2K -180 -3%
SCA
60
Snowden Capital Advisors
New York
$201K -$50.2K -889 -15%
1W
61
1776 Wealth
Georgia
$187K +$84.9K +1,503 +77%
JP Morgan Chase
62
JP Morgan Chase
New York
$185K -$108K -1,903 -30%
HPC
63
HM Payson & Co
Maine
$176K
SPIA
64
Steward Partners Investment Advisory
New York
$174K
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$140K +$139K +2,466 +265%
Citigroup
66
Citigroup
New York
$130K +$1.58K +28 +0.9%
AWA
67
Arkadios Wealth Advisors
Georgia
$126K
US Bancorp
68
US Bancorp
Minnesota
$97K -$14.3K -253 -10%
AF
69
Allworth Financial
California
$84K
SF
70
Synovus Financial
Georgia
$72K +$26.8K +475 +36%
ASN
71
Advisory Services Network
Georgia
$65K -$7.91K -140 -8%
VCP
72
Verus Capital Partners
Arizona
$50K -$220K -3,889 -76%
AIC
73
Ameritas Investment Company
Nebraska
$50K
CHC
74
City Holding Co
West Virginia
$47K
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$46K -$80.5K -1,424 -56%

FYX Hedge Fund Activity: Q1 2020 in Review

88 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2020, worth a combined $178M — down 42% from $306M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of FYX and 5 opened new positions — a net loss of 19 holders — while 46 trimmed existing stakes and 22 added.

The largest buyer was Hapanowicz & Associates Financial Services, adding an estimated $7.44M. The largest seller was Morgan Stanley, cutting an estimated $9.82M.

  • 88 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2020, down from 110 in Q4 2019.
  • Funds reported $178M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2020, down 42% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2020 and 24 closed out, a net change of -19 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2020 was Hapanowicz & Associates Financial Services, an estimated $7.44M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $9.82M sold.

Based on aggregated 13F filings for Q1 2020.