First Trust Small Cap Core AlphaDEX Fund
52 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.
1,100% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 1
140% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 10
65% more capital invested
Capital invested by funds: $186M → $306M (+$120M)
24% more funds holding
Funds holding: 42 → 52 (+10)
6.05% more ownership
Funds ownership: 55.53% → 61.57% (+6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DWA
Dorsey Wright & Associates
Pasadena,
California
|
+$26.4M |
| 2 |
AIA
Arrow Investment Advisors
Laurel,
Maryland
|
+$18.3M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$15.2M |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$14M |
| 5 |
Morgan Stanley
New York
|
+$10.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$2.25M |
| 2 |
First Trust Advisors
Wheaton,
Illinois
|
-$284K |
| 3 |
Goldman Sachs
New York
|
-$235K |
| 4 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$74.7K |
| 5 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$57.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FNBT
51
FineMark National Bank & Trust
Fort Myers,
Florida
| $3K | +$2.86K | +62 | New |
|
|
TRCT
52
Tower Research Capital (TRC)
New York
| $2K | +$2.03K | +44 | New |
|
|
53
Goldman Sachs
New York
| – | -$235K | -5,354 | Closed |
|
FYX Hedge Fund Activity: Q4 2013 in Review
52 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2013, worth a combined $306M — up 65% from $186M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new FYX positions and 1 closed out — a net gain of 11 holders — while 24 added to existing stakes and 10 trimmed.
The largest buyer was Dorsey Wright & Associates, opening a new position worth an estimated $26.4M. The largest seller was Deutsche Bank, cutting an estimated $2.25M.
- 52 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2013, up from 42 in Q3 2013.
- Funds reported $306M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2013, up 65% quarter-over-quarter.
- 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2013 and 1 closed out, a net change of +11 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2013 was Dorsey Wright & Associates, an estimated $26.4M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2013 was Deutsche Bank, an estimated $2.25M sold.
Based on aggregated 13F filings for Q4 2013.