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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

52 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+10
Holders Change %
+23.81%
% of All Funds
1.51%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
24
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DWA
1
Dorsey Wright & Associates
California
$27.2M
2
AIA
2
Arrow Investment Advisors
Maryland
$19.3M
3
Wells Fargo
3
Wells Fargo
California
$55.9M
4
U
4
UBS
Switzerland
$34.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$39.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$2.28M
2
BTS
2
BB&T Securities
Virginia
$6.38M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$1.98M
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
VFS
5
VSR Financial Services
Kansas
$1.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
FNBT
51
FineMark National Bank & Trust
Florida
$3K +$3K +62 New
TRCT
52
Tower Research Capital (TRC)
New York
$2K +$2K +44 New
Goldman Sachs
53
Goldman Sachs
New York
– -$235K -5,354 Closed
1 2
3