Deutsche Bank’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Deutsche Bank’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-39,505	Closed	-$1.94M	–	5432
2014 Q4	$1.94M	Sell	39,505 -6,520	-14%	-$305K	﹤0.01%	2697
2014 Q3	$2.06M	Sell	46,025 -493	-1%	-$23.3K	﹤0.01%	2508
2014 Q2	$2.29M	Sell	46,518 -3,708	-7%	-$176K	﹤0.01%	2361
2014 Q1	$2.45M	Buy	50,226 +3,352	+7%	+$160K	﹤0.01%	2278
2013 Q4	$2.28M	Sell	46,874 -48,664	-51%	-$2.25M	﹤0.01%	2218
2013 Q3	$4.18M	Buy	95,538 +64,373	+207%	+$2.72M	﹤0.01%	1956
2013 Q2	$1.23M	Buy	+31,165	New	+$1.21M	﹤0.01%	2543

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Deutsche Bank's FYX Position: Q1 2015 in Review

Deutsche Bank sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2015, closing a stake of 39,505 shares — an estimated $1.94M sold.

Deutsche Bank first reported a position in FYX in Q2 2013 and held it in 7 quarters. The position peaked at $4.18M in Q3 2013. 64 funds tracked by Wall St. Rank hold FYX as of Q1 2015.

Deutsche Bank reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2015 after selling out during the quarter.
Deutsche Bank sold 39,505 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2015, an estimated $1.94M.
Deutsche Bank first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 7 quarters.
Deutsche Bank's First Trust Small Cap Core AlphaDEX Fund position peaked at $4.18M in Q3 2013.
64 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2015.

Based on Deutsche Bank's 13F filing for Q1 2015, filed 15 May 2015.