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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

133 hedge funds and large institutions have $625M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+16
Holders Change %
+13.68%
% of All Funds
2.05%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
27
Increased
43
Reduced
40
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$55.4M
2
Bank of America
2
Bank of America
North Carolina
$60.1M
3
BCM
3
Breiter Capital Management
Florida
$3.65M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.54M
5
KAS
5
Kestra Advisory Services
Texas
$12.2M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$446K
2
HWM
2
Holloway Wealth Management
Florida
$7.14M
3
SMF
3
Sterling Manor Financial
New York
$2.07M
4
Morgan Stanley
4
Morgan Stanley
New York
$70M
5
FTUS
5
Flow Traders U.S.
New York
$353K
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC
26
Park National Corp
Ohio
$4.47M +$197K +2,025 +5%
IA
27
IFG Advisory
Georgia
$4.41M +$194K +2,004 +5%
DADC
28
D.A. Davidson & Co
Montana
$4.41M +$51.4K +530 +1%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$4.06M +$355K +3,657 +10%
CPIG
30
Chicago Partners Investment Group
Illinois
$3.92M +$395K +4,390 +11%
Truist Financial
31
Truist Financial
North Carolina
$3.74M -$708K -7,296 -16%
BCM
32
Breiter Capital Management
Florida
$3.65M +$3.65M +37,596 New
Citadel Advisors
33
Citadel Advisors
Florida
$3.54M +$3.54M +36,440 New
Stifel Financial
34
Stifel Financial
Missouri
$3.36M -$51.5K -531 -2%
DWA
35
Dorsey Wright & Associates
California
$3.06M +$51.1K +526 +2%
USCWA
36
U.S. Capital Wealth Advisors
Texas
$2.91M +$159K +1,640 +6%
AWM
37
Avaii Wealth Management
Wisconsin
$2.8M +$2.8M +28,865 New
AF
38
Allworth Financial
California
$2.61M +$2.42M +24,891 +1,226%
FWM
39
Frontier Wealth Management
Missouri
$2.6M +$388 +4 +0%
CAN
40
Cetera Advisor Networks
California
$2.27M +$114K +1,177 +5%
MIM
41
MTM Investment Management
South Carolina
$2.18M +$609K +6,279 +39%
SPC
42
Sigma Planning Corp
Michigan
$2.16M -$43.4K -447 -2%
SMF
43
Sterling Manor Financial
New York
$2.07M -$6.77M -69,784 -77%
PIA
44
Perennial Investment Advisors
California
$2.06M +$383K +3,962 +23%
LI
45
LVZ Inc
Michigan
$2M +$193K +1,988 +11%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$1.8M -$172K -1,769 -9%
OIA
47
OneDigital Investment Advisors
Kansas
$1.79M +$173K +1,781 +11%
TCM
48
Triumph Capital Management
Colorado
$1.66M +$437K +4,499 +36%
GWM
49
Geneos Wealth Management
Colorado
$1.65M +$156K +1,607 +10%
AWA
50
Arkadios Wealth Advisors
Georgia
$1.44M +$968K +9,974 +206%
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