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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

112 hedge funds and large institutions have $524M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 14 closing their positions.

Holders
112
Holders Change
+8
Holders Change %
+7.69%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
24
Increased
37
Reduced
34
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$44.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$73.5M
3
LPL Financial
3
LPL Financial
California
$40.5M
4
Wells Fargo
4
Wells Fargo
California
$80.6M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$31.3M

Top Sellers

1
TIM
1
Total Investment Management
Arizona
$0
2
UBS Group
2
UBS Group
Switzerland
$18.8M
3
RIA
3
Regal Investment Advisors
Michigan
$0
4
FWM
4
Frontier Wealth Management
Missouri
$2.45M
5
RJA
5
Raymond James & Associates
Florida
$16.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$3.69M 40,698 -1,501 -4%
IA
27
IFG Advisory
Georgia
$3.68M 40,618 -5,194 -11%
CPIG
28
Chicago Partners Investment Group
Illinois
$3.55M 38,177 +2,465 +7%
PNC
29
Park National Corp
Ohio
$3.43M 37,817 -4 -0%
LA
30
LexAurum Advisors
Kansas
$3.38M 37,305 +37,305 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$3.37M 37,212 +8,057 +28%
SPC
32
Sigma Planning Corp
Michigan
$3.36M 37,044 +33,885 +1,073%
Truist Financial
33
Truist Financial
North Carolina
$3.12M 34,461 +30,086 +688%
UR
34
USCA RIA
Texas
$2.47M 27,280 +200 +0.7%
Stifel Financial
35
Stifel Financial
Missouri
$2.46M 27,164 +1,639 +6%
FWM
36
Frontier Wealth Management
Missouri
$2.45M 27,045 -50,348 -65%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$2.37M 26,154 +552 +2%
GSEP
38
Golden State Equity Partners
California
$2.35M 25,971 +25,971 New
IWM
39
IHT Wealth Management
Illinois
$2.33M 25,726 +25,726 New
HIS
40
Harvest Investment Services
Illinois
$2.26M 24,937 +24,937 New
PFA
41
Pinnacle Family Advisors
Missouri
$2.2M 24,330 +24,330 New
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$2.16M 23,886 +8,531 +56%
FTUS
43
Flow Traders U.S.
New York
$2.03M 22,383 +13,073 +140%
HI
44
Harbour Investments
Wisconsin
$1.91M 21,126 +21,126 New
BFEC
45
Benjamin F. Edwards & Company
Missouri
$1.68M 18,590 +17,299 +1,340%
LI
46
LVZ Inc
Michigan
$1.65M 18,167 -3,446 -16%
CAN
47
Cetera Advisor Networks
California
$1.5M 16,503 -160 -1%
MIM
48
MTM Investment Management
South Carolina
$1.43M 15,770 +15,770 New
NFG
49
Nations Financial Group
Iowa
$1.33M 14,681 -320 -2%
HighTower Advisors
50
HighTower Advisors
Illinois
$1.25M 13,784 +4,454 +48%
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